TIMBERCHASE FINANCIAL, LLC
Adviser information for TIMBERCHASE FINANCIAL, LLC last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 756 | $193.6M |
| Non-Discretionary | 0 | $0 |
| Total | 756 | $193.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 30 | $13.0M |
| HNW Individuals | 77 | $174.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $6.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-119050 |
|---|---|
| SEC ERA File Number | 801-119050 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131205 |
| Legal Entity Identifier | None |
Principal Office
31 INVERNESS CENTER PARKWAYSUITE 100
HOOVER
AL
United States
Monday - Friday, BY APPOINTMENT
Tel: 205-980-7118, Fax: 866-634-4907
Chief Compliance Officer
BRYAN HANCOCK
PRESIDENT
31 INVERNESS CENTER PARKWAY
SUITE 100
HOOVER
AL
United States
Tel:
205-980-7118
Fax:
866-634-4907
B****@**************T
(Full email address available in API data)
Regulatory Contact
LORI NEIDEL
OUTSIDE COMPLIANCE PROVIDER
910 E. BROADWAY
SUITE 209
COLUMBIA
MO
United States
Tel:
573-416-8076
L***@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HANCOCK, BRYAN, DAVID | Individual | – | PRESIDENT, CCO, AND CHIEF EXECUTIVE MEMBER | 02/2004 | > 75% |
| Moore, James, Tyler | Individual | – | MEMBER | 07/2022 | 10-25% |
| TIMBERCHASE TRUST | Domestic Entity | – | OWNER | 07/2022 | > 75% |
| HANCOCK, BRYAN, DAVID | Individual | – | SOLE TRUSTEE OF TIMBERCHASE TRUST | 07/2022 | > 75% |