CASSIA CAPITAL PARTNERS LLC
Adviser information for CASSIA CAPITAL PARTNERS LLC last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 475 | $194.2M |
Non-Discretionary | 0 | $0 |
Total | 475 | $194.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 107 | $46.9M |
HNW Individuals | 62 | $129.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 7 | $8.4M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $9.5M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1144 WEST FOURTH STREETSUITE 200
WINSTON SALEM
NC
United States
Monday - Friday, 9:00AM TO 5:00 PM
Tel: (336) 723-4585, Fax: (336) 631-9377
Chief Compliance Officer
CHARLES D. BARHAM III
MANAGING PARTNER
1144 WEST FOURTH STREET
SUITE 200
WINSTON SALEM
NC
United States
Tel:
(336) 723-4585
Fax:
(336) 723-4585
C******@************************M
(Full email address available in API data)
Regulatory Contact
JAMES R. HELVEY III
MANAGING PARTNER AND CIO
1144 WEST FOURTH STREET
SUITE 200
WINSTON SALEM
NC
United States
Tel:
(336) 723-4585
Fax:
(336) 723-4585
J******@************************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HELVEY, JAMES, R | Individual | – | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | 07/2013 | < 5% |
BARHAM, CHARLES, DEWEY | Individual | – | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 07/2013 | 25-50% |
JAMES R HELVEY III LLC | Domestic Entity | – | MEMBER | 04/2014 | > 75% |
HELVEY, JAMES, R | Individual | JAMES R HELVEY III LLC | MANAGING MEMBER | 02/2014 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBVIE INC | COM | 795K | 5K | – |
ADOBE INC | COM | 409K | 737 | – |
ALPHABET INC | CAP STK CL A | 913K | 5K | – |
AMAZON COM INC | COM | 870K | 5K | – |
APPLE INC | COM | 1M | 6K | – |
AT&T INC | COM | 798K | 42K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
BRISTOL-MYERS SQUIBB CO | COM | 332K | 8K | – |
CISCO SYS INC | COM | 612K | 13K | – |
COCA COLA CO | COM | 783K | 12K | – |
DUKE ENERGY CORP NEW | COM NEW | 784K | 8K | – |
ELI LILLY & CO | COM | 1M | 1K | – |
EXXON MOBIL CORP | COM | 209K | 2K | – |
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 9M | 158K | – |
FIRST TR EXCHANGE-TRADED FD | US EQTY OPPT ETF | 7M | 71K | – |
GOLDMAN SACHS ETF TR | FUTURE TECH LEAD | 3M | 97K | – |
GOLDMAN SACHS ETF TR | ACES ULTRA SHR | 4M | 82K | – |
HERSHEY CO | COM | 587K | 3K | – |
HOME DEPOT INC | COM | 705K | 2K | – |
ILLINOIS TOOL WKS INC | COM | 238K | 1K | – |
ISHARES TR | CORE S&P500 ETF | 10M | 19K | – |
ISHARES TR | MSCI ACWI EX US | 8M | 148K | – |
ISHARES TR | MSCI USA MIN VOL | 20M | 238K | – |
ISHARES TR | MSCI ACWI ETF | 1M | 11K | – |
ISHARES TR | INTRM GOV CR ETF | 991K | 10K | – |
ISHARES TR | MSCI USA MMENTM | 2M | 10K | – |
ISHARES TR | RUS 1000 GRW ETF | 448K | 1K | – |
ISHARES TR | RUS MID CAP ETF | 370K | 5K | – |
ISHARES TR | IBONDS DEC24 ETF | 285K | 11K | – |
ISHARES TR | IBONDS DEC25 ETF | 288K | 12K | – |
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 11M | 193K | – |
J P MORGAN EXCHANGE TRADED F | US MOMENTUM | 8M | 145K | – |
JOHNSON & JOHNSON | COM | 501K | 3K | – |
JPMORGAN CHASE & CO. | COM | 968K | 5K | – |
LOWES COS INC | COM | 477K | 2K | – |
MARRIOTT INTL INC NEW | CL A | 552K | 2K | – |
MASTERCARD INCORPORATED | CL A | 713K | 2K | – |
MCDONALDS CORP | COM | 514K | 2K | – |
MERCK & CO INC | COM | 975K | 8K | – |
META PLATFORMS INC | CL A | 906K | 2K | – |
MICROSOFT CORP | COM | 1M | 3K | – |
NETFLIX INC | COM | 871K | 1K | – |
NEXTERA ENERGY INC | COM | 693K | 10K | – |
NVIDIA CORPORATION | COM | 1M | 11K | – |
PEPSICO INC | COM | 855K | 5K | – |
PFIZER INC | COM | 479K | 17K | – |
PROCTER AND GAMBLE CO | COM | 766K | 5K | – |
REGENERON PHARMACEUTICALS | COM | 857K | 815 | – |
REPUBLIC SVCS INC | COM | 767K | 4K | – |
SPDR GOLD TR | GOLD SHS | 8M | 36K | – |
TRUIST FINL CORP | COM | 284K | 7K | – |
UNITEDHEALTH GROUP INC | COM | 721K | 1K | – |
VANGUARD WELLINGTON FD | US MULTIFACTOR | 292K | 2K | – |
VERIZON COMMUNICATIONS INC | COM | 604K | 15K | – |
VERTEX PHARMACEUTICALS INC | COM | 829K | 2K | – |
VISA INC | COM CL A | 756K | 3K | – |
WASTE CONNECTIONS INC | COM | 755K | 4K | – |
WASTE MGMT INC DEL | COM | 765K | 4K | – |
WISDOMTREE TR | FLOATNG RAT TREA | 28M | 555K | – |