ASTORIA PORTFOLIO ADVISORS LLC
Adviser information for ASTORIA PORTFOLIO ADVISORS LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,348 | $503.1M |
| Non-Discretionary | 2 | $1.1M |
| Total | 1,350 | $504.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 883 | $174.2M |
| HNW Individuals | 64 | $195.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $127.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $5.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $2.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companies |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
500 7TH AVENUE9TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-381-6185, Fax: N/A
Chief Compliance Officer
MICHAEL ERIK STULIC
DIRECTOR OF CAPITAL MARKETS
500 7TH AVENUE
9TH FLOOR
NEW YORK
NY
United States
Tel:
646-844-5006
Fax:
N/A
M******@******************M
(Full email address available in API data)
Regulatory Contact
JOHN DAVI
MANAGING MEMBER, CEO/CIO
500 7TH AVENUE
9TH FLOOR
NEW YORK
NY
United States
Tel:
212-381-6185
J****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVI, JOHN, NMN | Individual | – | MANAGING MEMBER, CEO/CIO | 03/2017 | > 75% |
| LAVINE, BRUCE, IVINS | Individual | – | OWNER | 10/2017 | 5-10% |
| CLARK, DAVID, NICHOLAS | Individual | – | PRESIDENT | 08/2018 | 10-25% |
| STULIC, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER, DIRECTOR OF CAPITAL MARKETS | 05/2022 | < 5% |
| Sanderson, Gregory, Adam | Individual | – | DIRECTOR | 12/2022 | < 5% |