OARS CAPITAL
RED WAVE INVESTMENTS LLC Legal Name
Adviser information for OARS CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Virginia, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 700 | $329.1M |
Non-Discretionary | 0 | $0 |
Total | 700 | $329.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 90 | $33.2M |
HNW Individuals | 67 | $289.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 1 | $6.3M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 3 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUMFixed fees |
Principal Office
6 NORTH BALTIMORE STREETSUITE 3
DILLSBURG
PA
United States
Monday - Friday, 9:00AM - 5:00PM EST
Tel: 717.601.0651, Fax: 717.819.9018
Websites
Chief Compliance Officer
MARC SMITH
PRINCIPAL MEMBER
6 NORTH BALTIMORE STREET
SUITE 3
DILLSBURG
PA
United States
Tel:
717.601.0651
Fax:
717.819.9018
M***@**************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SMITH, MARC, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER & PRINCIPAL MEMBER | 10/2012 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 245K | 2K | – |
ABBVIE INC | COM | 514K | 3K | – |
ABERCROMBIE & FITCH CO | CL A | 313K | 2K | – |
ACCENTURE PLC IRELAND | SHS CLASS A | 440K | 1K | – |
ADOBE INC | COM | 544K | 979 | – |
ADVANCED MICRO DEVICES INC | COM | 480K | 3K | – |
ALPHABET INC | CAP STK CL A | 1M | 8K | – |
ALPHABET INC | CAP STK CL C | 783K | 4K | – |
AMAZON COM INC | COM | 3M | 14K | – |
AMGEN INC | COM | 202K | 645 | – |
APPLE INC | COM | 5M | 24K | – |
APPLIED MATLS INC | COM | 305K | 1K | – |
AT&T INC | COM | 245K | 13K | – |
BANK AMERICA CORP | COM | 397K | 10K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
BROADCOM INC | COM | 800K | 498 | – |
CALIDI BIOTHERAPEUTICS INC | COM NEW | 125K | 625K | – |
CATERPILLAR INC | COM | 205K | 616 | – |
CHEVRON CORP NEW | COM | 206K | 1K | – |
CHURCH & DWIGHT CO INC | COM | 724K | 7K | – |
CISCO SYS INC | COM | 610K | 13K | – |
COCA COLA CO | COM | 362K | 6K | – |
COMCAST CORP NEW | CL A | 266K | 7K | – |
COSTCO WHSL CORP NEW | COM | 2M | 2K | – |
CSX CORP | COM | 215K | 6K | – |
DANAHER CORPORATION | COM | 262K | 1K | – |
DICKS SPORTING GOODS INC | COM | 430K | 2K | – |
DIMENSIONAL ETF TRUST | WORLD EX US CORE | 1M | 43K | – |
DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 9M | 275K | – |
DUKE ENERGY CORP NEW | COM NEW | 247K | 2K | – |
ELI LILLY & CO | COM | 541K | 597 | – |
EXXON MOBIL CORP | COM | 1M | 10K | – |
HOME DEPOT INC | COM | 2M | 6K | – |
HONEYWELL INTL INC | COM | 410K | 2K | – |
INTUIT | COM | 256K | 389 | – |
INVESCO EXCH TRADED FD TR II | EMRNG MKT SVRG | 1M | 55K | – |
INVESCO QQQ TR | UNIT SER 1 | 19M | 40K | – |
ISHARES TR | IBOXX INV CP ETF | 6M | 55K | – |
ISHARES TR | BLACKROCK ULTRA | 719K | 14K | – |
ISHARES TR | CORE MSCI INTL | 5M | 81K | – |
ISHARES TR | IBOXX HI YD ETF | 344K | 4K | – |
ISHARES TR | NATIONAL MUN ETF | 222K | 2K | – |
ISHARES TR | TIPS BD ETF | 950K | 9K | – |
ISHARES TR | CORE S&P500 ETF | 9M | 16K | – |
ISHARES TR | MSCI INTL VLU FT | 2M | 64K | – |
ISHARES U S ETF TR | INT RT HDG C B | 3M | 28K | – |
JOHNSON & JOHNSON | COM | 553K | 4K | – |
JPMORGAN CHASE & CO. | COM | 963K | 5K | – |
LEIDOS HOLDINGS INC | COM | 292K | 2K | – |
LOCKHEED MARTIN CORP | COM | 329K | 705 | – |
LOWES COS INC | COM | 214K | 972 | – |
MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
MCDONALDS CORP | COM | 216K | 847 | – |
MERCK & CO INC | COM | 946K | 8K | – |
META PLATFORMS INC | CL A | 827K | 2K | – |
MICRON TECHNOLOGY INC | COM | 348K | 3K | – |
MICROSOFT CORP | COM | 4M | 9K | – |
NETFLIX INC | COM | 333K | 493 | – |
NOVO-NORDISK A S | ADR | 856K | 6K | – |
NVIDIA CORPORATION | COM | 5M | 38K | – |
OKTA INC | CL A | 317K | 3K | – |
PEPSICO INC | COM | 242K | 1K | – |
PNC FINL SVCS GROUP INC | COM | 287K | 2K | – |
POPULAR INC | COM NEW | 212K | 2K | – |
PROCTER AND GAMBLE CO | COM | 449K | 3K | – |
PROSHARES TR | INVT INT RT HG | 387K | 5K | – |
QUANTUM SI INC | COM CL A | 39K | 37K | – |
SALESFORCE INC | COM | 271K | 1K | – |
SCHWAB STRATEGIC TR | US TIPS ETF | 233K | 4K | – |
SERVICENOW INC | COM | 208K | 265 | – |
SOUTHERN CO | COM | 452K | 6K | – |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 5M | 146K | – |
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 6M | 162K | – |
SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | – |
SPDR SER TR | BLOOMBERG HIGH Y | 3M | 29K | – |
STARBUCKS CORP | COM | 268K | 3K | – |
TESLA INC | COM | 639K | 3K | – |
TEXAS INSTRS INC | COM | 203K | 1K | – |
TRAVELERS COMPANIES INC | COM | 203K | 1K | – |
UNITED PARCEL SERVICE INC | CL B | 262K | 2K | – |
UNITEDHEALTH GROUP INC | COM | 480K | 942 | – |
US BANCORP DEL | COM NEW | 214K | 5K | – |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 1M | 15K | – |
VANGUARD BD INDEX FDS | VANGUARD ULTRA | 23M | 459K | – |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 2M | 29K | – |
VANGUARD BD INDEX FDS | INTERMED TERM | 4M | 56K | – |
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 4M | 75K | – |
VANGUARD INDEX FDS | SM CP VAL ETF | 483K | 3K | – |
VANGUARD INDEX FDS | SMALL CP ETF | 11M | 49K | – |
VANGUARD INDEX FDS | MID CAP ETF | 11M | 44K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 42M | 155K | – |
VANGUARD INDEX FDS | VALUE ETF | 11M | 66K | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 6M | 70K | – |
VANGUARD INDEX FDS | GROWTH ETF | 3M | 8K | – |
VANGUARD INDEX FDS | LARGE CAP ETF | 6M | 24K | – |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 16M | 142K | – |
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 2M | 19K | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 3M | 60K | – |
VANGUARD MALVERN FDS | STRM INFPROIDX | 291K | 6K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 5M | 88K | – |
VISA INC | COM CL A | 729K | 3K | – |
WALMART INC | COM | 1M | 17K | – |
WASTE MGMT INC DEL | COM | 402K | 2K | – |