SINCERUS ADVISORY
SINCERUS ADVISORY, LLC Legal Name
Adviser information for SINCERUS ADVISORY last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 526 | $140.5M |
| Non-Discretionary | 1 | $15.1M |
| Total | 527 | $155.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 110 | $37.6M |
| HNW Individuals | 49 | $91.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $565,204 |
| Charitable organizations | <5 | $16.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $9.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 527 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-119083 |
|---|---|
| SEC ERA File Number | 801-119083 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300559 |
| Legal Entity Identifier | None |
Principal Office
111 FULTON ST #701NEW YORK
NY
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: (212) 203-7376, Fax: None
Chief Compliance Officer
DANIEL RYAN
CCO
111 FULTON ST #701
NEW YORK
NY
United States
Tel:
(212) 203-7376
D***@**************M
(Full email address available in API data)
Regulatory Contact
PAUL MALLORY
COMPLIANCE CONSULTANT
4620 HAMPTON BLVD
ROYAL OAK
MI
United States
Tel:
2488303715
P*******@********************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RYAN, DANIEL, THOMAS | Individual | – | MANAGING PARTNER, CCO | 01/2019 | 50-75% |
| WILSON, DAVID, FLORES | Individual | – | MANAGING PARTNER | 05/2020 | 50-75% |