THE RETIREMENT GUYS FORMULA
THE RETIREMENT GUYS FORMULA LLC Legal Name
Adviser information for THE RETIREMENT GUYS FORMULA last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,858 | $250.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,858 | $250.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,107 | $207.5M |
| HNW Individuals | 28 | $42.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSHARE IN THE FEE PAID TO THIRD PARTY ADVISERS |
Principal Office
1700 WOODLANDS DRIVEMAUMEE
OH
United States
Monday - Friday, 9-5
Tel: 419-842-0550, Fax: 419-794-7194
Websites
www.linkedin.com/company/america-s-retirement-headquarters/
retirementguysformula.com/
www.facebook.com/americasretirementheadquarters
www.instagram.com/americasretirementheadquarters/
www.facebook.com/retirementguysformula/
americasretirementheadquarters.com/
retirepittsburgh.com/
bullmoosewealth.com/
americasretirementacademy.com/
www.arhq.com/
www.eisertwealthmanagement.com/
Chief Compliance Officer
NOLAN BAKER
MANAGING MEMBER
1700 WOODLANDS DR.
MAUMEE
OH
United States
Tel:
(419) 842-0550
N****@******************M
(Full email address available in API data)
Industry Affiliates
| AMERICA'S MEDICARE ASSOCIATES | Insurance company or agency |
| PEAK BROKERAGE SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| THE CU SPECIALIST LTD | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAKER, NOLAN, RICHARD | Individual | – | MANAGING MEMBER/CCO | 08/2013 | > 75% |