Hedge Fund Database

REGIMEN WEALTH, LLC

Adviser information for REGIMEN WEALTH, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 718 $295.4M
Non-Discretionary 0 $0
Total 718 $295.4M

Clients

Type Number RAUM
Individuals 120 $62.6M
HNW Individuals 96 $232.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-119088
SEC ERA File Number 801-119088
SEC CIK Numbers 1963863
SEC CRD Numbers 309672
Legal Entity Identifier None

Principal Office

3300 RIVERWOOD PARKWAY
SUITE 1030
ATLANTA
GA
United States
Monday - Friday, 8 AM - 5 PM
Tel: 770-738-8200, Fax: None

Websites

www.linkedin.com/company/regimen-wealth/about/ www.regimenwealth.com www.facebook.com/regimenwealth twitter.com/regimenwealth

Chief Compliance Officer

JONATHAN G. KASTING
CHIEF COMPLIANCE OFFICER
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel: 513-977-8234
(Full email address available in API data)

Regulatory Contact

AIKI ALTMETS
MANAGER AND CHIEF OPERATING OFFICER
3300 RIVERWOOD PARKWAY
SUITE 1030
ATLANTA
GA
United States
Tel: 770-738-8200
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WEINSTEIN, IAN, ALEXANDRE Individual – CHIEF EXECUTIVE OFFICER AND MANAGER 07/2020 > 75%
ALTMETS, AIKI Individual – CHIEF OPERATING OFFICER AND MANAGER 07/2020 5-10%
Kasting, Jonathan, G Individual – CHIEF COMPLIANCE OFFICER 11/2021 < 5%

No. Employees, Historic

10502020202120222023202420251 on 6/18/20201 on 7/7/20207 on 7/31/20206 on 10/30/20206 on 2/26/20216 on 4/7/20216 on 6/14/20216 on 10/1/20216 on 10/4/20216 on 11/22/20215 on 3/10/20225 on 3/10/20226 on 3/1/20236 on 1/23/20247 on 3/4/2024

RAUM, Historic

300M150M02020202120222023202420250 on 6/18/20200 on 7/7/20200 on 7/31/2020190600000 on 10/30/2020231661943 on 2/26/2021231661943 on 4/7/2021231661943 on 6/14/2021231661943 on 10/1/2021231661943 on 10/4/2021231661943 on 11/22/2021277034911 on 3/10/2022277034911 on 3/10/2022245370627 on 3/1/2023245370627 on 1/23/2024295449989 on 3/4/2024

No. Clients, Historic

40020002020202120222023202420250 on 6/18/20200 on 7/7/20200 on 7/31/2020169 on 10/30/2020312 on 2/26/2021312 on 4/7/2021312 on 6/14/2021312 on 10/1/2021312 on 10/4/2021312 on 11/22/2021194 on 3/10/2022194 on 3/10/2022205 on 3/1/2023205 on 1/23/2024216 on 3/4/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES TR CORE HIGH DV ETF 29M 263K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 28M 361K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 24M 534K –
ISHARES TR NATIONAL MUN ETF 20M 183K –
WISDOMTREE TR FLOATNG RAT TREA 19M 374K –
ISHARES TR CORE US AGGBD ET 16M 167K –
PACER FDS TR US CASH COWS 100 16M 289K –
SCHWAB STRATEGIC TR US LCAP GR ETF 15M 144K –
ISHARES TR EAFE GRWTH ETF 11M 112K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 11M 157K –
ISHARES TR MSCI INTL QUALTY 10M 263K –
ISHARES INC MSCI EMRG CHN 9M 160K –
AMERICAN CENTY ETF TR US SML CP VALU 9M 104K –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 9M 142K –
ISHARES TR CORE S&P500 ETF 9M 16K –
VANGUARD INDEX FDS MCAP GR IDXVIP 7M 31K –
SPDR SER TR PRTFLO S&P500 GW 7M 87K –
ISHARES TR CORE TOTAL USD 6M 135K –
APPLE INC COM 4M 17K –
ISHARES TR MSCI USA QLT FCT 3M 17K –
BLACKROCK ETF TRUST US EQT FACTOR 2M 52K –
ISHARES TR S&P 500 GRWT ETF 2M 21K –
VANGUARD MUN BD FDS TAX EXEMPT BD 2M 34K –
ISHARES TR MBS ETF 1M 16K –
ISHARES TR RUS 1000 GRW ETF 1M 4K –
ISHARES TR S&P 500 VAL ETF 1M 8K –
ISHARES TR EAFE VALUE ETF 1M 26K –
BERKSHIRE HATHAWAY INC DEL CL A 1M 2 –
ISHARES TR U.S. TECH ETF 1M 8K –
AMAZON COM INC COM 1M 6K –
ISHARES TR RUS 1000 ETF 932K 3K –
ISHARES INC CORE MSCI EMKT 907K 17K –
ISHARES TR 20 YR TR BD ETF 858K 9K –
ISHARES TR RUS 1000 VAL ETF 791K 5K –
ISHARES TR HDG MSCI EAFE 665K 19K –
ISHARES TR RUS MDCP VAL ETF 628K 5K –
COCA COLA CO COM 615K 10K –
SPDR SER TR PORTFOLIO S&P500 610K 10K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 578K 11K –
ISHARES TR CORE S&P US VLU 576K 7K –
AMERICAN CENTY ETF TR DIVERSIFIED MU 544K 11K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 501K 3K –
BONDBLOXX ETF TRUST BLOOMBERG SIX MN 427K 8K –
J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN 400K 7K –
ISHARES TR MSCI ACWI EX US 394K 7K –
SPDR S&P 500 ETF TR TR UNIT 386K 710 –
WORLD GOLD TR SPDR GLD MINIS 377K 8K –
SCHWAB STRATEGIC TR US LRG CAP ETF 362K 6K –
ISHARES TR CORE MSCI INTL 338K 5K –
ISHARES TR GLOBAL ENERG ETF 312K 8K –
ISHARES TR US INFRASTRUC 301K 7K –
SYNOPSYS INC COM 294K 494 –
ISHARES TR 7-10 YR TRSY BD 271K 3K –
SCHWAB STRATEGIC TR US AGGREGATE B 271K 6K –
ISHARES TR JPMORGAN USD EMG 263K 3K –
COSTCO WHSL CORP NEW COM 242K 285 –
ISHARES TR MSCI INDIA ETF 240K 4K –
WISDOMTREE TR INTL EQUITY FD 226K 4K –
SCHWAB STRATEGIC TR INTL EQTY ETF 217K 6K –
MASTERCARD INCORPORATED CL A 215K 487 –
VANGUARD INDEX FDS MID CAP ETF 207K 855 –
SHARECARE INC COM CL A 204K 151K –