Hedge Fund Database

NZS CAPITAL LLC

Adviser information for NZS CAPITAL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 8 $2.3B
Non-Discretionary 0 $0
Total 8 $2.3B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $0
Business development companies 0 $0
Pooled investment vehicles 5 $1.2B
Pension and profit sharing plans <5 $36.3M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions <5 $1.0B
Corporations or other businesses <5 $934,992
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 44
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-119089
SEC ERA File Number 801-119089
SEC CIK Numbers 1816616
SEC CRD Numbers 305093
Legal Entity Identifier 54930081OUMEKXGNU94

Principal Office

1756 PLATTE STREET
DENVER
CO
United States
Monday - Friday, 7:30-5:00
Tel: 720-213-8221, Fax: None

Websites

www.nzscapital.com www.youtube.com/channel/uc5mglqq_xxk8-z3idestkcq www.linkedin.com/company/nzscapital/ twitter.com/nzscapital

Chief Compliance Officer

ADAM SCHOR
PRESIDENT AND CHIEF RISK OFFICER
1756 PLATTE STREET
DENVER
CO
United States
Tel: 720-213-8221
(Full email address available in API data)

Regulatory Contact

NICK PEREZ
DIRECTOR OF OPERATIONS
1756 PLATTE STREET
DENVER
CO
United States
Tel: 720-635-2774
(Full email address available in API data)

Industry Affiliates

JUPITER ASSET MANAGEMENT LIMITED Other investment adviser, including financial planners
JUPITER ASSET MANAGEMENT US LLC Other investment adviser, including financial planners
JUPITER MANAGEMENT GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CASSINI PARTNERS, L.P. - NZS CAPITAL SERIES Hedge Fund $152.4M $0.0M 1

Control Persons

Name Type Entity Title Since Ownership
SLINGERLEND, JASON, BRADLEY Individual – MANAGER, CO-FOUNDER, INVESTOR 04/2019 10-25%
JOHNS, BRINTON, EUGENE Individual – MANAGER, CO-FOUNDER, INVESTOR 04/2019 10-25%
SCHOR, ADAM, DAVID Individual – PRESIDENT, CHIEF COMPLIANCE OFFICER 02/2020 10-25%
JUPITER INVESTMENT MANAGEMENT HOLDINGS LLC Domestic Entity – MEMBER 02/2020 25-50%
JUPITER ASSET MANAGEMENT (N. AMERICA) INC Domestic Entity JUPITER INVESTMENT MANAGEMENT HOLDINGS LLC SHAREHOLDER 02/2020 > 75%
JUPITER INVESTMENT MANAGEMENT GROUP LIMITED Foreign Entity JUPITER ASSET MANAGEMENT (N. AMERICA) INC SHAREHOLDER 02/2020 > 75%
BATHGATE, JONATHAN, WINDSOR Individual – MEMBER 02/2020 5-10%
FURMANSKI, JOSEPH, MARTIN Individual – MEMBER 03/2020 5-10%
PIKE, TRACY, BETH Individual – CHIEF OPERATING OFFICER 10/2021 < 5%
KNIGHTSBRIDGE ASSET MANAGEMENT LIMITED Foreign Entity JUPITER INVESTMENT MANAGEMENT GROUP LIMITED SHAREHOLDER 09/2004 > 75%
JUPITER ASSET MANAGEMENT GROUP LIMITED Foreign Entity KNIGHTSBRIDGE ASSET MANAGEMENT LIMITED SHAREHOLDER 06/2007 > 75%
JUPITER FUND MANAGEMENT GROUP LIMITED Foreign Entity JUPITER ASSET MANAGEMENT GROUP LIMITED SHAREHOLDER 03/2007 > 75%
JUPITER FUND MANAGEMENT PLC Foreign Entity JUPITER FUND MANAGEMENT GROUP LIMITED SHAREHOLDER 03/2007 > 75%

No. Employees, Historic

10502020202120222023202420255 on 6/18/20205 on 6/19/20205 on 6/30/20206 on 3/31/20216 on 8/19/20216 on 9/8/20216 on 9/8/20216 on 9/17/20218 on 3/31/20228 on 4/20/20228 on 4/29/20228 on 3/31/20239 on 3/28/2024

RAUM, Historic

3B2B0202020212022202320242025122885129 on 6/18/2020122885129 on 6/19/2020122885129 on 6/30/2020541396635 on 3/31/2021541396635 on 8/19/2021541396635 on 9/8/2021541396635 on 9/8/2021541396635 on 9/17/20211351216628 on 3/31/20221351216628 on 4/20/20221351216628 on 4/29/20221345451758 on 3/31/20232259424480 on 3/28/2024

No. Clients, Historic

10502020202120222023202420257 on 6/18/20207 on 6/19/20207 on 6/30/20201 on 3/31/20211 on 8/19/20211 on 9/8/20211 on 9/8/20211 on 9/17/20215 on 3/31/20225 on 4/20/20225 on 4/29/20226 on 3/31/20236 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC COM 54M 254K –
AUTODESK INC COM 23M 94K –
AFFIRM HLDGS INC COM CL A 8M 252K –
ADVANCED MICRO DEVICES INC COM 41M 256K –
AMAZON COM INC COM 39M 201K –
AMPHENOL CORP NEW CL A 58M 865K –
ARM HOLDINGS PLC SPONSORED ADS 18M 107K –
AXON ENTERPRISE INC COM 25M 84K –
CAMECO CORP COM 20M 406K –
CADENCE DESIGN SYSTEM INC COM 92M 297K –
CDW CORP COM 16M 70K –
COGNEX CORP COM 34M 718K –
CHIPOTLE MEXICAN GRILL INC COM 26M 418K –
SALESFORCE INC COM 28M 107K –
CROWDSTRIKE HLDGS INC CL A 19M 50K –
COSTAR GROUP INC COM 33M 446K –
CYBERARK SOFTWARE LTD SHS 28M 101K –
DOORDASH INC CL A 18M 170K –
DANAHER CORPORATION COM 78M 313K –
DISNEY WALT CO COM 9M 92K –
FISERV INC COM 94M 629K –
FLOOR & DECOR HLDGS INC CL A 17M 169K –
GLOBAL E ONLINE LTD SHS 5M 128K –
ALPHABET INC CAP STK CL C 179M 976K –
CHART INDS INC COM 15M 107K –
HEICO CORP NEW COM 31M 137K –
HEICO CORP NEW CL A 28M 157K –
INTUITIVE SURGICAL INC COM NEW 31M 70K –
KLA CORP COM NEW 91M 111K –
LINDE PLC SHS 84M 192K –
LAM RESEARCH CORP COM 92M 86K –
LATTICE SEMICONDUCTOR CORP COM 22M 387K –
MICROCHIP TECHNOLOGY INC. COM 88M 960K –
MEDPACE HLDGS INC COM 26M 64K –
MERCADOLIBRE INC COM 35M 21K –
MODERNA INC COM 23M 191K –
MICROSOFT CORP COM 170M 380K –
CLOUDFLARE INC CL A COM 21M 256K –
NETFLIX INC COM 65M 97K –
SERVICENOW INC COM 7M 9K –
NU HLDGS LTD ORD SHS CL A 20M 2M –
NVIDIA CORPORATION COM 78M 628K –
ON SEMICONDUCTOR CORP COM 29M 425K –
PROCORE TECHNOLOGIES INC COM 26M 394K –
PROGRESSIVE CORP COM 84M 403K –
REPLIGEN CORP COM 16M 124K –
ROPER TECHNOLOGIES INC COM 33M 59K –
SHOPIFY INC CL A 38M 570K –
SOLVENTUM CORP COM SHS 8M 157K –
THOR INDS INC COM 9M 97K –
TOAST INC CL A 31M 1M –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 14M 79K –
TRANE TECHNOLOGIES PLC SHS 56M 170K –
THE TRADE DESK INC COM CL A 18M 183K –
TEXAS INSTRS INC COM 96M 496K –
UBER TECHNOLOGIES INC COM 30M 419K –
UNITED RENTALS INC COM 53M 81K –
ZILLOW GROUP INC CL C CAP STK 11M 238K –