FAMILY FIDUCIARY SERVICES, INC.
Adviser information for FAMILY FIDUCIARY SERVICES, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 79 | $169.8M |
| Non-Discretionary | 2 | $4.9M |
| Total | 81 | $174.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 46 | $14.9M |
| HNW Individuals | 28 | $137.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $11.1M |
| Charitable organizations | <5 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $9.3M |
| Other | <5 | $935,332 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-119095 |
|---|---|
| SEC ERA File Number | 801-119095 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146339 |
| Legal Entity Identifier | None |
Principal Office
900 CUMMINGS CENTERSUITE 212-U
BEVERLY
MA
United States
Monday - Friday, 9:00AM-4:00PM
Tel: 978-922-0050, Fax: 978-232-1112
Websites
Chief Compliance Officer
DAVID L GREY
PRESIDENT
900 CUMMINGS CENTER
SUITE 212U
BEVERLY
MA
United States
Tel:
978-922-0050
Fax:
978-232-1112
D********@******************T
(Full email address available in API data)
Regulatory Contact
TAMMY LOCKHART
OPERATIONS MANAGER
900 CUMMINGS CENTER
SUITE 212-U
BEVERLY
MA
United States
Tel:
978-922-0050
Fax:
978-232-1112
T************@******************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GREY, DAVID, LAWRENCE | Individual | – | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER AND SHAREHOLDER | 11/2007 | 50-75% |
| WILCHINS, STEPHEN, NILES | Individual | – | DIRECTOR, CHAIRMAN AND SHAREHOLDER | 11/2007 | 10-25% |
| MILLER, LAWRENCE, GOODALL | Individual | – | DIRECTOR AND SHAREHOLDER | 08/2016 | 10-25% |
| REA III, DAN | Individual | – | DIRECTOR | 02/2020 | < 5% |
| O'NEILL, CAMERON, DANIEL | Individual | – | DIRECTOR | 11/2022 | < 5% |
| NANCY L. PONN IRREVOCABLE FAMILY TRUST 2024 | Domestic Entity | – | SHAREHOLDER | 02/2024 | 5-10% |
| WILCHINS, STEPHEN, NILES | Individual | – | TRUSTEE TO THE NANCY L. PONN IRREVOCABLE FAMILY TRUST 2024 | 02/2024 | < 5% |