ARISTIDES CAPITAL LLC
Adviser information for ARISTIDES CAPITAL LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $377.9M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $377.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $377.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
118 E MAIN STREETSUITE 600
LOUISVILLE
KY
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 502-419-2956, Fax: 844-533-0471
Websites
Chief Compliance Officer
DANIEL NALL
PORTFOLIO MANAGER
118 E MAIN STREET
SUITE 600
LOUISVILLE
KY
United States
Tel:
502-419-2956
Fax:
844-533-0471
D*****@*******************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER M. BROWN
MANAGING MEMBER
3499 BROOKSIDE RD
OTTAWA HILLS
OH
United States
Tel:
419-708-9773
Fax:
419-690-4254
C****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARISTIDES FUND LP | Hedge Fund | $230.2M | $0.5M | 85 |
| ARISTIDES FUND QP, LP | Hedge Fund | $147.7M | $1.0M | 58 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROWN, CHRISTOPHER, MICHAEL | Individual | – | MANAGING MEMBER | 03/2008 | > 75% |
| NALL, DANIEL, CHARLES | Individual | – | CHIEF COMPLIANCE OFFICER/PM | 06/2013 | < 5% |