OTG ASSET MANAGEMENT, LTD.
Adviser information for OTG ASSET MANAGEMENT, LTD. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 63 | $45.4M |
| Non-Discretionary | 0 | $0 |
| Total | 63 | $45.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 59 | $17.6M |
| HNW Individuals | 1 | $1.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $18.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $3.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 98 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-119113 |
|---|---|
| SEC ERA File Number | 801-119113 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309729 |
| Legal Entity Identifier | 254900TSBHSU3XP8GU16 |
Principal Office
MONTENEGRO #1439TORRE INFRABOL PISO 6
LA PAZ
Bolivia
Monday - Friday, 9:00 A.M. - 5:00 PM (LOCAL TIME)
Tel: 214-628-0506, Fax: 591-2-2779339
Chief Compliance Officer
KYLE BUBECK
PO BOX 11550
OVERLAND PARK
KS
United States
Tel:
913-239-0100
Fax:
913-828-0932
K*******@*******************M
(Full email address available in API data)
Regulatory Contact
KELLY CHRISTOPHER
DEPUTY COMPLIANCE OFFICER
PO BOX 11550
OVERLAND PARK
KS
United States
Tel:
913-239-0100
Fax:
913-828-0932
K************@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OTG (CAYMAN) LATIN AMERICA FUND | Hedge Fund | $3.7M | $0.1M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MSC GROUP S.A. | Foreign Entity | – | OWNER | 06/2020 | > 75% |
| BUBECK, KYLE, ROGER | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2020 | < 5% |
| ALVAREZ, OSCAR, MAURICIO | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2021 | < 5% |
| PALMA, REINHART, PAUL ENRIQUE | Individual | MSC GROUP S.A. | OWNER | 11/2022 | > 75% |
| LAZO DE LA VEGA, ALEJANDRO, ALBERTO | Individual | MSC GROUP S.A. | OWNER | 11/2022 |