NORTH BRANCH CAPITAL MANAGEMENT, L.P.
Adviser information for NORTH BRANCH CAPITAL MANAGEMENT, L.P. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $430.1M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $430.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $430.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-119115 |
|---|---|
| SEC ERA File Number | 801-119115 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307344 |
| Legal Entity Identifier | None |
Principal Office
2215 YORK ROAD, SUITE 420OAK BROOK
IL
United States
Monday - Friday, 9AM-5PM
Tel: 630-782-1590, Fax: None
Chief Compliance Officer
NEIL FIRLIT
CHIEF FINANCIAL OFFICER
2215 YORK ROAD, SUITE 420
OAK BROOK
IL
United States
Tel:
630-782-1590
N***@*****************M
(Full email address available in API data)
Regulatory Contact
JONATHAN LEIMAN
PARTNER
2215 YORK ROAD, SUITE 420
OAK BROOK
IL
United States
Tel:
630-782-1560
J**@*****************M
(Full email address available in API data)
Industry Affiliates
| NORTH BRANCH CAPITAL PARTNERS GP I, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| NORTH BRANCH CAPITAL PARTNERS GP II, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALHI HOLDINGS, LLC | Private Equity Fund | $18.1M | $0.0M | 14 |
| CIRCUIT CHECK HOLDING COMPANY, LLC | Private Equity Fund | $23.0M | $0.1M | 12 |
| NORTH BRANCH CAPITAL FUND I SELECT, L.P. | Private Equity Fund | $6.4M | $0.0M | 40 |
| NORTH BRANCH CAPITAL FUND I, L.P. | Private Equity Fund | $172.6M | $0.0M | 19 |
| NORTH BRANCH CAPITAL FUND II SELECT, L.P. | Private Equity Fund | $6.0M | $0.0M | 40 |
| NORTH BRANCH CAPITAL FUND II, L.P. | Private Equity Fund | $207.0M | $0.0M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEIMAN, JONATHAN, ERIC | Individual | – | LIMITED PARTNER | 04/2019 | 25-50% |
| HUBER, WILLIAM, WILKINS | Individual | – | LIMITED PARTNER | 04/2019 | 25-50% |
| BAUMAN, DANIEL, BRIAN | Individual | – | LIMITED PARTNER | 04/2019 | 10-25% |
| NORTH BRANCH CAPITAL MANAGEMENT GP, LLC | Domestic Entity | – | GENERAL PARTNER | 04/2019 | < 5% |
| LEIMAN, JONATHAN, ERIC | Individual | NORTH BRANCH CAPITAL MANAGEMENT GP, LLC | PARTNER; MANAGING MEMBER | 04/2019 | 25-50% |
| HUBER, WILLIAM, WILKINS | Individual | NORTH BRANCH CAPITAL MANAGEMENT GP, LLC | PARTNER; MEMBER | 04/2019 | 25-50% |
| FIRLIT, NEIL, ALEXANDER | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 08/2021 | < 5% |
| GAUL, THOMAS, JAMES | Individual | – | LIMITED PARTNER | 07/2023 | 10-25% |