GAMMA REAL ESTATE CAPITAL MANAGEMENT, INC.
Adviser information for GAMMA REAL ESTATE CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $108.5M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $108.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $108.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119117 |
|---|---|
| SEC ERA File Number | 801-119117 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175339 |
| Legal Entity Identifier | None |
Principal Office
101 PARK AVENUE11TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 212-922-0222, Fax: 212-922-2121
Chief Compliance Officer
JONATHAN KALIKOW
PRESIDENT/DIRECTOR/SECRETARY
101 PARK AVENUE
11TH FLOOR
NEW YORK
NY
United States
Tel:
212-922-0222
Fax:
212-922-2121
J*******@**********M
(Full email address available in API data)
Regulatory Contact
MATTHEW JACOBS
DEPUTY COMPLIANCE REPRESENTATIVE
101 PARK AVENUE
11TH FLOOR
NEW YORK
NY
United States
Tel:
212-922-0222
Fax:
212-922-2121
M******@**********M
(Full email address available in API data)
Industry Affiliates
| GAMMA OPPORTUNITIES V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GRE LENDING OPPORTUNITIES LLC | Registered security-based swap dealerSponsor, GP, manager of pooled investment vehicles |
| GRE LION MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GAMMA LENDING HOLDCO LLC | Real Estate Fund | $5.9M | $0.0M | 56 |
| GAMMA OPPORTUNITIES V LP | Private Equity Fund | $102.6M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KALIKOW, JONATHAN, GILBERT | Individual | – | PRESIDENT/DIRECTOR/SECRETARY/CHIEF COMPLIANCE OFFICER | 12/2014 | > 75% |
| KALIKOW, N. RICHARD, NMN | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2014 | 10-25% |