UNION HERITAGE CAPITAL
Adviser information for UNION HERITAGE CAPITAL last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $200.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $200.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $200.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-119126 |
|---|---|
| SEC ERA File Number | 801-119126 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309768 |
| Legal Entity Identifier | None |
Principal Office
7 WEST SQUARE LAKE RDBLOOMFIELD HILLS
MI
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 248-369-3335, Fax: 248-560-7616
Chief Compliance Officer
DEREK BATTS
MANAGING PARTNER/CEO
7 WEST SQUARE LAKE RD
BLOOMFIELD HILLS
MI
United States
Tel:
248-369-3335
Fax:
248-560-7616
D****@***********************M
(Full email address available in API data)
Regulatory Contact
SIDNEY WIGFALL ESQ.
CORPORATE COUNSEL
7 WEST SQUARE LAKE RD
BLOOMFIELD HILLS
MI
United States
Tel:
630-857-0005
Fax:
630-225-5099
S****************@**********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BATTS, DEREK, TAFT | Individual | – | MANAGING PARTNER/CEO, CCO AND MEMBER | 12/2020 | 25-50% |
| BATTS, NIA, LINDER | Individual | – | CMO | 03/2021 | 5-10% |