SONOMA BRANDS CAPITAL
SONOMA BRANDS PARTNERS II, LLC Legal Name
Adviser information for SONOMA BRANDS CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $340.1M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $340.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $340.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119128 |
|---|---|
| SEC ERA File Number | 801-119128 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 296285 |
| Legal Entity Identifier | None |
Principal Office
117 W. NAPA ST.SUITE C
SONOMA
CA
United States
Monday - Friday, 8AM-5PM
Tel: (707) 656-2015, Fax: None
Chief Compliance Officer
MOHAMMAD SHAHIR AMIN
MANAGING DIRECTOR & CCO
117 W. NAPA ST.
SUITE C
SONOMA
CA
United States
Tel:
(919) 259-9836
S*****@***************M
(Full email address available in API data)
Regulatory Contact
JONATHAN SEBASTIANI
FOUNDER & MANAGING PARTNER
117 W. NAPA ST.
SUITE C
SONOMA
CA
United States
Tel:
(707) 484-0772
J**@***************M
(Full email address available in API data)
Industry Affiliates
| SONOMA BRANDS CAPITAL III GROWTH GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SONOMA BRANDS II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SONOMA BRANDS III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SONOMA BRANDS III SPV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SONOMA BRANDS CAPITAL III GROWTH, L.P. | Private Equity Fund | $30.9M | $0.0M | 19 |
| SONOMA BRANDS GUAYAKI CO-INVEST, L.P. | Private Equity Fund | $21.7M | $1.0M | 4 |
| SONOMA BRANDS II SELECT, LP | Private Equity Fund | $2.5M | $0.1M | 9 |
| SONOMA BRANDS II, LP | Private Equity Fund | $44.3M | $0.0M | 26 |
| SONOMA BRANDS III SELECT, L.P. | Private Equity Fund | $10.4M | $5.0M | 13 |
| SONOMA BRANDS III, L.P | Private Equity Fund | $131.3M | $5.0M | 42 |
| SONOMA BRANDS MILKBAR CO-INVEST, LP | Private Equity Fund | $5.6M | $1.0M | 2 |
| SONOMA BRANDS MILKBAR SPV, LP | Private Equity Fund | $19.3M | $11.2M | 4 |
| SONOMA BRANDS VWE CO-INVEST, L.P. | Private Equity Fund | $0.2M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEBASTIANI, JONATHAN, ANDREW | Individual | – | MANAGING MEMBER | 07/2017 | > 75% |
| AMIN, MOHAMMAD, SHAHIR | Individual | – | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | 09/2018 | < 5% |