CONSOLIDATED PLANNING CORPORATION

Advisory Business

Type of Organization	Corporation
Fiscal Year End	JANUARY
Legal Location	Georgia, United States

Employees

Total Number of Employees	31
Investment Advisory/Research	9
Registered Broker-Dealer Representatives	19
Registered State Investment Advisers	9
Licensed Agents of an Insurance Company	6
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,923	$1.3B
Non-Discretionary	1,012	$282.8M
Total	2,935	$1.6B

Clients

Type	Number	RAUM
Individuals	526	$347.6M
HNW Individuals	342	$961.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	12	$54.3M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	24	$223.6M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	15
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	26-50

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed feesTHIRD-PARTY ADVISORY FEES

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	800.0M
Both for Same	0

Portfolio Manager to Program	Sponsor
AMBASSADOR PROGRAM	RAYMOND JAMES & ASSOCIATES, INC.

Identifiers

SEC RIA File Number	801-11913
SEC ERA File Number	801-11913
SEC CIK Numbers	1805250
SEC CRD Numbers	111025
Legal Entity Identifier	None

Principal Office

1475 PEACHTREE ST. NE
SUITE 750
ATLANTA
GA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic