SPRING LANE CAPITAL
SPRING LANE MANAGEMENT, LLC Legal Name
Adviser information for SPRING LANE CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $418.6M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $418.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $418.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 29 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119134 |
|---|---|
| SEC ERA File Number | 801-119134 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290181 |
| Legal Entity Identifier | None |
Principal Office
100 CAMBRIDGE STSTE 1802
BOSTON
MA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 5145857606, Fax: None
Chief Compliance Officer
NIKHIL GARG
MANAGER
100 CAMBRIDGE ST
STE 1802
BOSTON
MA
United States
Tel:
5145857606
N*****@********************M
(Full email address available in API data)
Regulatory Contact
ANN LENG
CHIEF FINANCIAL OFFICER
100 CAMBRIDGE ST
STE 1802
BOSTON
MA
United States
Tel:
5145857606
A**@********************M
(Full email address available in API data)
Industry Affiliates
| SPRING LANE CAPITAL PARTNERS CANADA GP II, INC | Sponsor, GP, manager of pooled investment vehicles |
| SPRING LANE CAPITAL PARTNERS CANADA GP, INC. | Sponsor, GP, manager of pooled investment vehicles |
| SPRING LANE CAPITAL PARTNERS GP, LLC | Sponsor or syndicator of limited partnerships |
| SPRING LANE CAPITAL PARTNERS II, LP | Sponsor, GP, manager of pooled investment vehicles |
| SPRING LANE CAPITAL PARTNERS, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SPRING LANE CAPITAL CANADA FUND I, LP | Private Equity Fund | $24.1M | $0.3M | 22 |
| SPRING LANE CAPITAL CANADA FUND II, LP | Private Equity Fund | $8.6M | $0.3M | 11 |
| SPRING LANE CAPITAL CO-INVESTMENTS LP | Private Equity Fund | $2.9M | $5.0M | 4 |
| SPRING LANE CAPITAL FUND I, LP | Private Equity Fund | $8.8M | $0.3M | 6 |
| SPRING LANE CAPITAL FUND II, LP | Private Equity Fund | $11.5M | $5.0M | 14 |
| SPRING LANE CAPITAL OFFSHORE FUND I, LP | Private Equity Fund | $62.1M | $0.3M | 11 |
| SPRING LANE CAPITAL OFFSHORE FUND II, LP | Private Equity Fund | $34.9M | $5.0M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Garg, Nikhil, Kumar | Individual | – | MANAGER / CHIEF COMPLIANCE OFFICER | 04/2017 | < 5% |
| Day, Robert | Individual | – | MANAGER | 04/2017 | < 5% |
| Zabbal, Christian | Individual | – | MANAGER | 04/2017 | < 5% |
| LENG, QING | Individual | – | CFO | 10/2020 | < 5% |
| SPRING LANE CAPITAL HOLDINGS LLC | Domestic Entity | – | 100% OWNER | 04/2022 | > 75% |