D. M. BRENNER, INC.
Adviser information for D. M. BRENNER, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 341 | $152.4M |
| Non-Discretionary | 55 | $8.3M |
| Total | 396 | $160.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 51 | $12.8M |
| HNW Individuals | 72 | $141.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $5.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 8 | $60,276 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
380 STEVENS AVENUESUITE 205
SOLANA BEACH
CA
United States
Monday - Friday, 8:30 - 5:00
Tel: 858-345-1001, Fax: 858-345-1054
Websites
Chief Compliance Officer
DAVID M. BRENNER
OWNER/PRESIDENT/CHARTERED FINANCIAL CONSULTANT
380 STEVENS AVENUE
STE. 205
SOLANA BEACH
CA
United States
Tel:
858-345-1001
D****@************M
(Full email address available in API data)
Regulatory Contact
CALLAN SMITH
OPERATIONS MANAGER
380 STEVENS AVENUE
STE. 205
SOLANA BEACH
CA
United States
Tel:
858-345-1001
Fax:
858-345-1054
C*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRENNER, DAVID, MORGAN | Individual | – | OWNER/PRESIDENT/CHIEF COMPLIANCE OFFICER | 03/2004 | > 75% |