CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLC
Adviser information for CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLC last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 48 | $305.6M |
| Non-Discretionary | 1 | $48.1M |
| Total | 49 | $353.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6 | $7.3M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 38 | $346.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-119139 |
|---|---|
| SEC ERA File Number | 801-119139 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171534 |
| Legal Entity Identifier | None |
Principal Office
1462 HARBORSUN DRIVECHARLESTON
SC
United States
Monday - Friday, BY APPOINTMENT
Tel: 843-209-9230, Fax: None
Chief Compliance Officer
EUGENE WILLIAM SANDERS
PRINCIPAL
1462 HARBORSUN DRIVE
CHARLESTON
SC
United States
Tel:
(843) 209-9230
S************@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SANDERS, EUGENE, WILLIAM | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 05/2014 | > 75% |