3L CAPITAL MANAGEMENT, LLC

Adviser information for 3L CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 11 $810.2M
Non-Discretionary 0 $0
Total 11 $810.2M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 11 $810.2M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-119140
SEC ERA File Number 801-119140
SEC CIK Numbers None
SEC CRD Numbers 294003
Legal Entity Identifier None

Principal Office

1100 GLENDON AVENUE
PH1
LOS ANGELES
CA
United States
Monday - Friday, 9AM-5PM
Tel: (424) 208 - 3379, Fax: None

Chief Compliance Officer

EDIP TERBIYELI
CHIEF FINANCIAL OFFICER
1100 GLENDON AVE.
PH1
LOS ANGELES
CA
United States
Tel: (213) 503-3952
(Full email address available in API data)

Industry Affiliates

3L CAPITAL GP, LLC Sponsor, GP, manager of pooled investment vehicles
3L CAPITAL II GP, LLC Sponsor, GP, manager of pooled investment vehicles
3L CAPITAL RO MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles
3L GIGEM GP, LLC Sponsor, GP, manager of pooled investment vehicles
3L OPPORTUNITIES I - AVT MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles
3L OPPORTUNITIES I - DNZ MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles
3L OPPORTUNITIES I - R MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles
PLATINUM EQUITY ADVISORS, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
3L CAPITAL I AIV A, LLC Venture Capital Fund $148.8M $0.1M 77
3L CAPITAL I AIV B, LLC Venture Capital Fund $13.6M $0.1M 77
3L CAPITAL I AIV C, LLC Venture Capital Fund $0.0M $0.1M 77
3L CAPITAL I, LP Venture Capital Fund $257.4M $0.1M 77
3L CAPITAL II, LP Venture Capital Fund $298.7M $0.0M 127
3L CAPITAL RO, LLC Venture Capital Fund $27.4M $0.3M 5
3L GIGEM, LP Venture Capital Fund $5.0M $5.0M 1
3L OPPORTUNITIES I - AVT, LLC Venture Capital Fund $12.2M $10.0M 1
3L OPPORTUNITIES I - DNZ, LLC Venture Capital Fund $0.3M $10.0M 1
3L OPPORTUNITIES I - R, LLC Venture Capital Fund $9.1M $0.0M 8

Control Persons

Name Type Entity Title Since Ownership
3LH 360, LLC Domestic Entity MEMBER 10/2017 50-75%
COLO, SHAWN, JOSEPH Individual MANAGER 10/2017 < 5%
KOTZUBEI, JACOB, TADGH Individual MANAGER 10/2017 < 5%
LEYRER, DAVID, THOMAS Individual MANAGER 10/2017 < 5%
3L FOUNDERS MC, LLC Domestic Entity MEMBER 10/2017 50-75%
PLATINUM EQUITY, LLC Foreign Entity 3LH 360, LLC MEMBER 07/2017 50-75%
PLATINUM EQUITY INVESTCO, L.P. Foreign Entity 3LH 360, LLC MEMBER 12/2017 25-50%
PLATINUM EQUITY INVESTMENT HOLDINGS IC (CAYMAN), LLC Domestic Entity PLATINUM EQUITY INVESTCO, L.P. GENERAL PARTNER 11/2017
PLATINUM INVESTCO (CAYMAN), LLC Foreign Entity PLATINUM EQUITY INVESTCO, L.P. LIMITED PARTNER 12/2018 25-50%
PLATINUM EQUITY INVESTMENT HOLDINGS, LLC Domestic Entity PLATINUM EQUITY INVESTMENT HOLDINGS IC (CAYMAN), LLC MEMBER 11/2017 > 75%
PLATINUM EQUITY, LLC Domestic Entity PLATINUM EQUITY INVESTMENT HOLDINGS, LLC MEMBER 03/2003 > 75%
PLATINUM EQUITY, LLC Domestic Entity PLATINUM INVESTCO (CAYMAN), LLC MEMBER 12/2018 25-50%
GORES TRUST DATED JANUARY 26, 1999, AS AMENDED Domestic Entity PLATINUM EQUITY, LLC MEMBER 09/2003 > 75%
GORES, HOLLY, C. Individual GORES TRUST DATED JANUARY 26, 1999, AS AMENDED TRUSTEE 01/1999
GORES, T., TOM Individual GORES TRUST DATED JANUARY 26, 1999, AS AMENDED TRUSTEE 01/1999
SIGLER, MARY, ANN Individual PLATINUM EQUITY INVESTMENT HOLDINGS IC (CAYMAN), LLC MANAGER 11/2017
SIGLER, MARY, ANN Individual 3LH 360, LLC MANAGER 07/2017
SIGLER, MARY, ANN Individual PLATINUM INVESTCO (CAYMAN), LLC MANAGER 01/2019
GORES, T., TOM Individual PLATINUM EQUITY INVESTMENT HOLDINGS, LLC MANAGER 10/2003
GORES, T., TOM Individual PLATINUM EQUITY, LLC MANAGER 12/1997
LEYRER, DAVID, THOMAS Individual 3L FOUNDERS MC, LLC MANAGER 09/2017
COLO, SHAWN, JOSEPH Individual 3L FOUNDERS MC, LLC MANAGER 09/2017
BLUE PARROT TRUST DATED JUNE 13, 2008 Domestic Entity 3L FOUNDERS MC, LLC MEMBER 10/2018 50-75%
COLO & O'NEIL REVOCABLE TRUST DATED SEP 2008 Domestic Entity 3L FOUNDERS MC, LLC MEMBER 10/2018 50-75%
LEYRER, DAVID, THOMAS Individual BLUE PARROT TRUST DATED JUNE 13, 2008 TRUSTEE 06/2008
TRANEN, ALICIA, MICHELE Individual BLUE PARROT TRUST DATED JUNE 13, 2008 TRUSTEE 06/2008
COLO, SHAWN, JOSEPH Individual COLO & O'NEIL REVOCABLE TRUST DATED SEP 2008 TRUSTEE 09/2008
O'Neil, Deirdre, Ann Individual COLO & O'NEIL REVOCABLE TRUST DATED SEP 2008 TRUSTEE 09/2008
NORMENT, PHILIP, EVAN Individual MANAGER 10/2017 < 5%
TERBIYELI, EDIP, NMN Individual CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER 06/2020 < 5%

No. Employees, Historic

201002020202120222023202420250 on 6/24/202013 on 8/17/202011 on 3/31/202111 on 4/30/20219 on 3/31/20229 on 11/3/20229 on 3/31/20239 on 5/5/20239 on 5/16/202311 on 3/29/2024

RAUM, Historic

2B1B0202020212022202320242025281558737 on 8/17/2020504758106 on 3/31/2021504758106 on 4/30/20211116182033 on 3/31/20221116182033 on 11/3/2022942421849 on 3/31/2023942421849 on 5/5/2023942421849 on 5/16/2023810166200 on 3/29/2024

No. Clients, Historic

201002020202120222023202420250 on 6/24/20206 on 8/17/20207 on 3/31/20217 on 4/30/202110 on 3/31/202210 on 11/3/202210 on 3/31/202310 on 5/5/202310 on 5/16/202311 on 3/29/2024