RIATA CAPITAL GROUP, LLC
Adviser information for RIATA CAPITAL GROUP, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 17 |
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Investment Advisory/Research | 12 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 17 | $803.6M |
Non-Discretionary | 0 | $0 |
Total | 17 | $803.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 17 | $803.6M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based feesMONITORING FEES & ON-BOARDING FEES |
Identifiers
SEC RIA File Number | 801-119145 |
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SEC ERA File Number | 801-119145 |
SEC CIK Numbers | None |
SEC CRD Numbers | 289948 |
Legal Entity Identifier | None |
Principal Office
4550 TRAVIS STREETSUITE 500
DALLAS
TX
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 214-740-3600, Fax: 214-740-3630
Chief Compliance Officer
ANGELA ROTHE
CHIEF FINANCIAL OFFICER
4550 TRAVIS STREET
SUITE 500
DALLAS
TX
United States
Tel:
214-740-3600
Fax:
214-740-3630
A*****@***************M
(Full email address available in API data)
Regulatory Contact
IQ EQ FUND SERVICES
CONSULTANT
2777 N STEMMONS FWY
SUITE 1425
DALLAS
TX
United States
Tel:
212-380-4319
C*********@***********************M
(Full email address available in API data)
Industry Affiliates
BRAZOS INVESTMENT PARTNERS I, L.P. | Other investment adviser, including financial planners |
PARALLEL INVESTMENT PARTNERS, LLC | Other investment adviser, including financial planners |
RCG II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
RIATA ACUITY GP, LP | Sponsor, GP, manager of pooled investment vehicles |
RIATA AEG GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
RIATA GREENIX GP, LP | Sponsor, GP, manager of pooled investment vehicles |
RIATA HYPRO GP, LP | Sponsor, GP, manager of pooled investment vehicles |
RIATA SR GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
RIATA WSS GP, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
RCG EQUITY FUND II (REI), L.P. | Private Equity Fund | $56.4M | $0.1M | 15 |
RCG EQUITY FUND II-A, L.P. | Private Equity Fund | $22.3M | $0.1M | 6 |
RCG EQUITY FUND II, L.P. | Private Equity Fund | $150.8M | $0.1M | 33 |
RIATA ACUITY A, LP | Private Equity Fund | $71.3M | $0.1M | 2 |
RIATA ACUITY B, LP | Private Equity Fund | $12.2M | $0.1M | 1 |
RIATA ACUITY, LP | Private Equity Fund | $13.9M | $0.1M | 7 |
RIATA AEG SPV, L.P. | Private Equity Fund | $261.6M | $0.1M | 12 |
RIATA GREENIX CO-INVESTMENT PARTNERSHIP II, L.P. | Private Equity Fund | $44.7M | $0.1M | 2 |
RIATA GREENIX CO-INVESTMENT PARTNERSHIP III, L.P. | Private Equity Fund | $11.2M | $0.1M | 3 |
RIATA GREENIX CO-INVESTMENT PARTNERSHIP, L.P. | Private Equity Fund | $99.0M | $1.0M | 6 |
RIATA HYPRO II, LP | Private Equity Fund | $25.9M | $0.1M | 2 |
RIATA HYPRO III, LP | Private Equity Fund | $11.5M | $0.1M | 8 |
RIATA HYPRO, LP | Private Equity Fund | $15.9M | $0.1M | 12 |
RIATA SR CO-INVESTMENT PARTNERSHIP, LP | Private Equity Fund | $5.6M | $0.1M | 20 |
RIATA WSS II, LP | Private Equity Fund | $0.2M | $0.1M | 1 |
RIATA WSS III, LP | Private Equity Fund | $0.7M | $0.1M | 16 |
RIATA WSS, LP | Private Equity Fund | $0.4M | $0.1M | 16 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
FRONTERHOUSE, JEFF, SCOTT | Individual | – | MANAGING PARTNER | 07/2014 | 25-50% |
FLETCHER, FRANK, BARRON | Individual | – | MANAGING PARTNER | 07/2014 | 25-50% |
ROTHE, ANGELA | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |
BATTAGLIA, BLAKE, RANSOM | Individual | – | MANAGING PARTNER | 04/2022 | 25-50% |