MARITIME PARTNERS, LLC
Adviser information for MARITIME PARTNERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $3.1B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $3.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $3.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesEQUITY INVESTMENT |
Identifiers
| SEC RIA File Number | 801-119150 |
|---|---|
| SEC ERA File Number | 801-119150 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300186 |
| Legal Entity Identifier | None |
Principal Office
3838 N. CAUSEWAY BLVD.SUITE 3335
METAIRIE
LA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 504-264-5870, Fax: None
Chief Compliance Officer
JAMES D. CANAFAX
3838 N. CAUSEWAY BLVD.
SUITE 3335
METAIRIE
LA
United States
Tel:
504-264-5870
J*******@**********************M
(Full email address available in API data)
Regulatory Contact
E. BICKFORD BROOKS
CEO
3838 N. CAUSEWAY BLVD.
SUITE 3335
METAIRIE
LA
United States
Tel:
504-264-5870
B******@**********************M
(Full email address available in API data)
Industry Affiliates
| MP LOUISIANA, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AIM PARENT HOLDINGS LLC | REAL ASSET | $1,498.9M | $0.0M | 4 |
| AMERICAN RIVERS FUND, LLC | SPECIALTY FUND | $1,320.0M | $1.0M | 730 |
| VESSEL HOLDINGS 2, LLC | REAL ASSET | $18.0M | $0.0M | 2 |
| VESSEL HOLDINGS 6, LLC | REAL ASSET | $8.4M | $0.0M | 18 |
| VESSEL HOLDINGS 7, LLC | REAL ASSET | $63.2M | $0.0M | 32 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROOKS, EDWIN, BICKFORD | Individual | – | CEO | 01/2022 | < 5% |
| SPERRY, AUSTIN, BROOKS | Individual | – | PRESIDENT | 01/2022 | < 5% |
| STONEBRIAR COMMERCIAL FINANCE, LLC | Domestic Entity | – | SHAREHOLDER | 02/2022 | 10-25% |
| Canafax, James, Douglas | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |
| LIVINGSTON, ERIC, BRADFORD | Individual | – | CHIEF OPERATING OFFICER | 01/2022 | < 5% |
| AB INDUSTRIES, LP | Domestic Entity | – | SHAREHOLDER | 10/2023 | > 75% |
| BROOKS, EDWIN, BICKFORD | Individual | AB INDUSTRIES, LP | LIMITED PARTNER | 10/2023 | 25-50% |
| SPERRY, AUSTIN, BROOKS | Individual | AB INDUSTRIES, LP | LIMITED PARTNER | 10/2023 | 25-50% |
| AB INDUSTRIES LLC | Domestic Entity | AB INDUSTRIES, LP | GENERAL PARTNER | 10/2023 | |
| BROOKS, EDWIN, BICKFORD | Individual | AB INDUSTRIES LLC | MEMBER | 10/2023 | 50-75% |
| SPERRY, AUSTIN, BROOKS | Individual | AB INDUSTRIES LLC | MEMBER | 10/2023 | 50-75% |
| Chase, Clark, Gregory | Individual | – | CHIEF LEGAL OFFICER | 02/2024 | < 5% |
| BORDES, STEPHEN, JOHN | Individual | – | CHIEF FINANCIAL OFFICER | 01/2024 | < 5% |