REGAL HEALTHCARE CAPITAL MANAGEMENT, LLC
Adviser information for REGAL HEALTHCARE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $703.6M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $703.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $703.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPORTFOLIO COMPANY FEES |
Identifiers
| SEC RIA File Number | 801-119153 |
|---|---|
| SEC ERA File Number | 801-119153 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 294006 |
| Legal Entity Identifier | None |
Principal Office
ONE PENN PLAZASUITE 4610
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (212)-393-4790, Fax: N/A
Chief Compliance Officer
JON ERNEST SANTEMMA
CO-MANAGING MEMBER
ONE PENN PLAZA
SUITE 4610
NEW YORK
NY
United States
Tel:
2123934790
J********@***********M
(Full email address available in API data)
Regulatory Contact
DOMENICO NICOLIA
VICE PRESIDENT
ONE PENN PLAZA
SUITE 4610
NEW YORK
NY
United States
Tel:
2123934793
Fax:
N/A
D*******@***********M
(Full email address available in API data)
Industry Affiliates
| REGAL HEALTHCARE CAPITAL GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| REGAL HEALTHCARE CAPITAL GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| REGAL HEALTHCARE CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| REGAL HEALTHCARE CAPITAL PARTNERS, L.P. | Private Equity Fund | $130.6M | $0.5M | 79 |
| RHCP-II QP, L.P. | Private Equity Fund | $81.9M | $0.5M | 5 |
| RHCP-II, L.P. | Private Equity Fund | $83.8M | $0.5M | 81 |
| RHCP-III QP, LP | Private Equity Fund | $187.2M | $0.5M | 7 |
| RHCP-III, LP | Private Equity Fund | $220.1M | $0.5M | 96 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SANTEMMA, JON, ERNEST | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2018 | 25-50% |
| KIM, DAVID, CHUL | Individual | – | CO-MANAGING MEMBER | 02/2018 | 50-75% |
| WANG, TERRY, KAIPING | Individual | – | MEMBER | 01/2022 | 10-25% |