HUMAN CAPITAL

HUMAN CAPITAL INVESTMENT MANAGEMENT LLC Legal Name

Adviser information for HUMAN CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 56
Investment Advisory/Research 17
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 34 $2.1B
Non-Discretionary 0 $0
Total 34 $2.1B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 34 $2.1B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-119165
SEC ERA File Number 801-119165
SEC CIK Numbers None
SEC CRD Numbers 296844
Legal Entity Identifier None

Principal Office

340 PINE STREET
SUITE 100
SAN FRANCISCO
CA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 415-295-2379, Fax: None

Chief Compliance Officer

AMIR HASSANABADI
GENERAL COUNSEL
340 PINE STREET
SUITE 100
SAN FRANCISCO
CA
United States
Tel: 415-295-2379
(Full email address available in API data)

Regulatory Contact

JENNIFER SINGER
COMPLIANCE LEAD
340 PINE STREET
SUITE 100
SAN FRANCISCO
CA
United States
Tel: 818-521-9532
(Full email address available in API data)

Industry Affiliates

HC S3A GP LLC Sponsor, GP, manager of pooled investment vehicles
HCM GP I, L.P. Sponsor, GP, manager of pooled investment vehicles
HCM GP IV, LLC Sponsor, GP, manager of pooled investment vehicles
HCM GP V, LLC Sponsor, GP, manager of pooled investment vehicles
HCM S10A GP LLC Sponsor, GP, manager of pooled investment vehicles
HCM S11A GP LLC Sponsor, GP, manager of pooled investment vehicles
HCM S12A GP LLC Sponsor, GP, manager of pooled investment vehicles
HCM S14A GP LLC Sponsor, GP, manager of pooled investment vehicles
HCM S1F GP LLC Sponsor, GP, manager of pooled investment vehicles
HCM S3B GP LLC Sponsor, GP, manager of pooled investment vehicles
HCM S3C GP LLC Sponsor, GP, manager of pooled investment vehicles
HCM S4A GP LLC Sponsor, GP, manager of pooled investment vehicles
HCM S6A GP LLC Sponsor, GP, manager of pooled investment vehicles
HCM S7A GP LLC Sponsor, GP, manager of pooled investment vehicles
HCM S7B GP LLC Sponsor, GP, manager of pooled investment vehicles
HCM S8A GP LLC Sponsor, GP, manager of pooled investment vehicles
HCM S9A GP LLC Sponsor, GP, manager of pooled investment vehicles
HCM VI GP, LLC Sponsor, GP, manager of pooled investment vehicles
HCM WEB3 GP I LLC Sponsor, GP, manager of pooled investment vehicles
HUMAN CAPITAL S2B GP LLC Sponsor, GP, manager of pooled investment vehicles
HUMAN CAPITAL S2C GP LLC Sponsor, GP, manager of pooled investment vehicles
HUMAN CAPITAL S2D GP LLC Sponsor, GP, manager of pooled investment vehicles
NAV CAPITAL S1A GP LLC Sponsor, GP, manager of pooled investment vehicles
NAV CAPITAL S1B GP LLC Sponsor, GP, manager of pooled investment vehicles
NAV CAPITAL S1C GP LLC Sponsor, GP, manager of pooled investment vehicles
NAV CAPITAL S1D GP LLC Sponsor, GP, manager of pooled investment vehicles
NAV CAPITAL S1E GP LLC Sponsor, GP, manager of pooled investment vehicles
NAV CAPITAL S2A GP LLC Sponsor, GP, manager of pooled investment vehicles
NTV GP II, LLC Sponsor, GP, manager of pooled investment vehicles
TCM GP II, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
HC S3A LP Venture Capital Fund $243.5M $0.0M 3
HCM I, L.P. Venture Capital Fund $22.3M $0.0M 61
HCM IV, L.P. Venture Capital Fund $323.5M $0.0M 135
HCM S1F LP Venture Capital Fund $5.9M $0.0M 2
HCM S3B LP Venture Capital Fund $108.6M $0.0M 32
HCM S3C LP Venture Capital Fund $90.1M $0.0M 34
HCM S4A LP Venture Capital Fund $0.6M $0.0M 2
HCM S6A LP Venture Capital Fund $1.5M $0.0M 9
HCM S7A LP Venture Capital Fund $26.1M $0.0M 21
HCM S7B LP Venture Capital Fund $18.7M $0.0M 23
HCM S8A LP Venture Capital Fund $20.0M $0.0M 24
HCM S9A LP Venture Capital Fund $46.7M $0.0M 76
HCM S10A LP Venture Capital Fund $2.4M $0.0M 2
HCM S11A LP Venture Capital Fund $35.0M $0.0M 10
HCM S12A LP Venture Capital Fund $2.5M $0.0M 74
HCM S14A LP Venture Capital Fund $5.0M $0.0M 3
HCM V, L.P. Venture Capital Fund $477.7M $0.0M 193
HCM VI, L.P. Venture Capital Fund $0.0M $0.0M 1
HCM WEB3 I, L.P. Venture Capital Fund $15.3M $0.0M 141
HUMAN CAPITAL S2B LP Venture Capital Fund $85.7M $0.0M 3
HUMAN CAPITAL S2C LP Venture Capital Fund $27.8M $0.0M 4
HUMAN CAPITAL S2D LP Venture Capital Fund $45.5M $0.0M 2
NAV CAPITAL S1A LP Venture Capital Fund $48.3M $0.1M 33
NAV CAPITAL S1B LP Venture Capital Fund $21.6M $1.0M 2
NAV CAPITAL S1C LP Venture Capital Fund $9.2M $1.0M 3
NAV CAPITAL S1D LP Venture Capital Fund $30.3M $1.0M 2
NAV CAPITAL S1E LP Venture Capital Fund $21.0M $1.0M 68
NAV CAPITAL S2A LP Venture Capital Fund $91.3M $0.1M 21
NTV II, L.P. Venture Capital Fund $175.2M $0.3M 78
TCM II, L.P. Venture Capital Fund $60.7M $0.3M 24

Control Persons

Name Type Entity Title Since Ownership
ALI, ARMAAN, IBRAHIM Individual MANAGING MEMBER/CHIEF EXECUTIVE OFFICER 06/2017 50-75%
AKIS, ALI, BARIS Individual PRESIDENT 03/2022 25-50%
HUMAN CAPITAL IMB, INC. Domestic Entity NON-MANAGING MEMBER 11/2019 10-25%
HUMAN CAPITAL HOLDINGS LLC Domestic Entity HUMAN CAPITAL IMB, INC. SHAREHOLDER 11/2019 > 75%
ALI, ARMAAN, IBRAHIM Individual AA REVOCABLE TRUST TRUSTEE 10/2019
AKIS, ALI, BARIS Individual BA REVOCABLE TRUST TRUSTEE 10/2019
AAHC HOLDINGS, LLC Domestic Entity HUMAN CAPITAL HOLDINGS LLC MANAGING MEMBER 10/2021 25-50%
BAHC HOLDINGS LLC Domestic Entity HUMAN CAPITAL HOLDINGS LLC MANAGING MEMBER 02/2022 25-50%
HIRA, ASHWIN, S Individual CHIEF BUSINESS OFFICER 06/2020 < 5%
HASSANABADI, AMIR Individual GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER 04/2021 < 5%
AA REVOCABLE TRUST Domestic Entity AAHC HOLDINGS, LLC MEMBER 03/2022 25-50%
BA REVOCABLE TRUST Domestic Entity BAHC HOLDINGS LLC MEMBER 03/2022 > 75%
BAADEN, JAMES, IRVING Individual CHIEF OPERATING OFFICER 05/2021 < 5%

No. Employees, Historic

603002020202120222023202420250 on 6/26/20209 on 7/23/202014 on 3/31/202114 on 4/2/202114 on 4/17/202114 on 5/10/202114 on 6/10/202114 on 1/10/202214 on 1/12/202214 on 1/28/202233 on 3/31/202233 on 4/5/202233 on 4/20/202256 on 3/31/202356 on 4/28/202356 on 3/29/2024

RAUM, Historic

3B2B0202020212022202320242025219746266 on 7/23/2020690610462 on 3/31/2021690610462 on 4/2/2021690610462 on 4/17/2021690610462 on 5/10/2021690610462 on 6/10/2021690610462 on 1/10/2022690610462 on 1/12/2022690610462 on 1/28/20222002122457 on 3/31/20222002122457 on 4/5/20222002122457 on 4/20/20222092112715 on 3/31/20232025345877 on 4/28/20232141921492 on 3/29/2024

No. Clients, Historic

402002020202120222023202420250 on 6/26/20209 on 7/23/202015 on 3/31/202115 on 4/2/202115 on 4/17/202115 on 5/10/202115 on 6/10/202115 on 1/10/202215 on 1/12/202215 on 1/28/202223 on 3/31/202223 on 4/5/202223 on 4/20/202227 on 3/31/202327 on 4/28/202334 on 3/29/2024