GLASFUNDS, LLC
Adviser information for GLASFUNDS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $2.0B |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $2.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1100 SUPERIOR AVENUE ESUITE 600
CLEVELAND
OH
United States
Monday - Friday, 9AM - 5PM
Tel: 216-862-1300, Fax: 216-359-0053
Chief Compliance Officer
ABIGAIL MAROON
CHIEF LEGAL OFFICER
1100 SUPERIOR AVENUE E
SUITE 600
CLEVELAND
OH
United States
Tel:
216-862-1300
A******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GLASFUNDS, LP | Private Equity Fund | $909.7M | $0.1M | 1641 |
| GLASFUNDS, SPC | Private Equity Fund | $408.6M | $0.1M | 370 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAROON, MICHAEL, ANTHONY | Individual | – | MANAGING PARTNER, CHIEF EXECUTIVE OFFICER | 01/2009 | < 5% |
| MAROON, ABIGAIL, AILEEN | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | 03/2021 | < 5% |
| GLASFUNDS HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 11/2021 | > 75% |
| MAROON, MICHAEL, ANTHONY | Individual | GLASFUNDS HOLDINGS, LLC | MEMBER | 11/2021 | 50-75% |
| CORIENT MANAGEMENT LLC | Domestic Entity | GLASFUNDS HOLDINGS, LLC | MEMBER | 12/2023 | 25-50% |
| CI FINANCIAL CORP. | Foreign Entity | CORIENT HOLDINGS LLC | SOLE SHAREHOLDER | 09/1999 | > 75% |
| BRACE, JAMES, ANDREW | Individual | – | CHIEF OPERATING OFFICER | 01/2023 | < 5% |
| CORRIGAN, MICHAEL, TIMOTHY | Individual | – | CHIEF ACCOUNTING OFFICER | 01/2023 | < 5% |
| HILLARD, BRETT, WILLIAM | Individual | – | CHIEF INVESTMENT OFFICER | 01/2023 | < 5% |
| MIHALEK, JEFFREY, LOUIS | Individual | – | CHIEF FINANCIAL OFFICER | 03/2024 | < 5% |
| CORIENT HOLDINGS LLC | Domestic Entity | CORIENT MANAGEMENT LLC | SOLE SHAREHOLDER | 12/2023 | > 75% |