UPPER90
UPPER90 CAPITAL MANAGEMENT, LP Legal Name
Adviser information for UPPER90 last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 25 | $815.8M |
| Non-Discretionary | 0 | $0 |
| Total | 25 | $815.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 25 | $815.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119170 |
|---|---|
| SEC ERA File Number | 801-119170 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304179 |
| Legal Entity Identifier | None |
Principal Office
269 C SOUTH MAIN STREETPROVIDENCE
RI
United States
Monday - Friday, 9:00-5:00
Tel: (646) 979-0719, Fax: None
Chief Compliance Officer
GREG VILKIN
CFO
269 C SOUTH MAIN STREET
PROVIDENCE
RI
United States
Tel:
(646) 979-0719
G***@*********O
(Full email address available in API data)
Regulatory Contact
269 C SOUTH MAIN STREET
PROVIDENCE
RI
United States
Tel:
(646) 979-0719
Industry Affiliates
| UPPER90 FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPPER90 PARTNERS EQUITY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPPER90 PARTNERS EQUITY SPV GP II LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPPER90 PARTNERS EQUITY SPV GP III LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPPER90 PARTNERS GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPPER90 PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPPER90 PARTNERS SPV GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPPER90 PARTNERS SPV GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPPER90 PARTNERS SPV GP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPPER90 PARTNERS SPV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| UPPER90�PARTNERS EQUITY�SPV�GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CRUSOE BRIDGE EQUITY SPV LLC | Private Equity Fund | $4.6M | $0.0M | 41 |
| ELEVATE ACQUISITION IV S LLC | Private Equity Fund | $23.3M | $0.0M | 98 |
| ELEVATE ACQUISITION VI S LLC | Private Equity Fund | $0.8M | $0.5M | 1 |
| ELEVATE ACQUISITION VII S LLC | Private Equity Fund | $13.2M | $0.5M | 1 |
| UPPER90 ACQUCO I S LLC | Private Equity Fund | $6.7M | $0.0M | 38 |
| UPPER90 BEACON EQUITY SPV LLC | Private Equity Fund | $8.0M | $0.0M | 74 |
| UPPER90 CLUTCH EQUITY SPV II LLC | Private Equity Fund | $2.8M | $0.0M | 26 |
| UPPER90 CLUTCH EQUITY SPV LLC | Private Equity Fund | $2.1M | $0.0M | 51 |
| UPPER90 CRUSOE EQUITY II SPV LLC | Private Equity Fund | $11.6M | $0.0M | 31 |
| UPPER90 CRUSOE EQUITY III SPV LLC | Private Equity Fund | $10.3M | $0.0M | 33 |
| UPPER90 CRUSOE EQUITY IV SPV LLC | Private Equity Fund | $8.9M | $0.0M | 47 |
| UPPER90 CRUSOE EQUITY SPV LLC | Private Equity Fund | $10.3M | $0.0M | 34 |
| UPPER90 CRUSOE II SPV, LLC | Private Equity Fund | $26.8M | $0.0M | 100 |
| UPPER90 CRUSOE LOAN SPV LLC | Private Equity Fund | $10.3M | $0.3M | 0 |
| UPPER90 CRUSOE SPV, LLC | Private Equity Fund | $0.2M | $0.0M | 44 |
| UPPER90 ECOMMERCE OPPORTUNITIES FUND, LP | Private Equity Fund | $48.8M | $0.0M | 119 |
| UPPER90 FUND II, LP | Hedge Fund | $187.3M | $0.0M | 308 |
| UPPER90 FUND III PARALLEL MASTER, LP | Private Equity Fund | $361.7M | $0.3M | 345 |
| UPPER90 FUND III, LP | Private Equity Fund | $16.6M | $0.3M | 238 |
| UPPER90 FUND, LP | Private Equity Fund | $34.2M | $0.0M | 103 |
| UPPER90 HEROES EQUITY SPV LLC | Private Equity Fund | $9.9M | $0.0M | 67 |
| UPPER90 MAGIC CAR WASH EQUITY SPV LLC | Private Equity Fund | $0.3M | $0.0M | 6 |
| UPPER90 OCTANE EQUITY SPV II LLC | Private Equity Fund | $7.3M | $0.0M | 45 |
| UPPER90 OCTANE EQUITY SPV LLC | Private Equity Fund | $8.2M | $0.0M | 16 |
| UPPER90 OCTANE, LLC | Private Equity Fund | $1.5M | $0.0M | 23 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LIBBY, WILLIAM, KOGOD | Individual | – | CHIEF EXECUTIVE OFFICE, LIMITED PARTNER | 04/2018 | 50-75% |
| UPPER90 HOLDINGS LLC | Domestic Entity | – | GENERAL PARTNER | 01/2020 | < 5% |
| LIBBY, WILLIAM, KOGOD | Individual | UPPER90 HOLDINGS LLC | MANAGING MEMBER | 01/2020 | 50-75% |
| FINGER, JASON | Individual | – | CHAIRMAN AND LIMITED PARTNER | 11/2021 | 10-25% |
| VILKIN, GREGORY, NMN | Individual | – | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | 03/2022 | < 5% |
| GEIST, WILLIAM, CARROLL | Individual | – | MANAGING PARTNER | 01/2024 | 10-25% |