ECOFIN ADVISORS, LLC
Adviser information for ECOFIN ADVISORS, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $595.9M |
| Non-Discretionary | 1 | $5.5M |
| Total | 12 | $601.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 4 | $124.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $122.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $349.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $5.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 8 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
6363 COLLEGE BOULEVARDSUITE 100A
OVERLAND PARK
KS
United States
Monday - Friday, 8-5
Tel: 913-981-1020, Fax: 913-981-1021
Chief Compliance Officer
SUSAN STEINER
6363 COLLEGE BOULEVARD
SUITE 100A
OVERLAND PARK
KS
United States
Tel:
314-446-6745
Fax:
913-981-1021
S*******@*****************M
(Full email address available in API data)
Industry Affiliates
| ECOFIN ADVISORS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ECOFIN DSIF IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ECOFIN EC GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ECOFIN ETA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ECOFIN MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TIS ADVISORS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| TORTOISE CAPITAL ADVISORS, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| TORTOISE DIRECT OPPORTUNITIES GP II LLC | Sponsor, GP, manager of pooled investment vehicles |
| TORTOISE MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TORTOISEECOFIN DSIF II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TORTOISEECOFIN DSIF III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TORTOISEECOFIN EOF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TORTOISEECOFIN MUNICIPAL CREDIT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ECOFIN DIRECT MUNICIPAL OPPORTUNITIES FUND, LP | Hedge Fund | $19.9M | $0.3M | 211 |
| ECOFIN DIRECT SOCIAL IMPACT FUND III, LP | Hedge Fund | $102.2M | $0.3M | 276 |
| ECOFIN DIRECT SOCIAL IMPACT FUND IV, LP | Hedge Fund | $48.1M | $0.3M | 135 |
| ECOFIN DIRECT SOCIAL INFRASTRUCTURE FUND II, LP | Hedge Fund | $42.7M | $0.3M | 187 |
| ECOFIN EDUCATION OPPORTUNITIES FUND, LP | Hedge Fund | $18.1M | $0.3M | 28 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEINER, SUSAN, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2020 | < 5% |
| ECOFIN INVESTMENTS, LLC | Domestic Entity | – | MANAGING MEMBER | 06/2020 | > 75% |
| TORTOISEECOFIN BORROWER LLC | Domestic Entity | ECOFIN INVESTMENTS, LLC | SOLE MEMBER | 06/2020 | > 75% |
| TORTOISEECOFIN PARENT HOLDCO LLC | Domestic Entity | TORTOISEECOFIN BORROWER LLC | SOLE MEMBER | 01/2018 | > 75% |
| TORTOISEECOFIN INVESTMENTS, LLC | Domestic Entity | TORTOISEECOFIN PARENT HOLDCO LLC | MANAGING MEMBER | 01/2018 | > 75% |
| LM TORTOISE HOLDINGS LLC | Domestic Entity | TORTOISEECOFIN INVESTMENTS, LLC | MEMBER | 01/2018 | 50-75% |
| LM TORTOISE INVESTMENT HOLDINGS IV CO-INVESTMENT LLC | Domestic Entity | LM TORTOISE HOLDINGS LLC | MEMBER | 01/2018 | 50-75% |
| LM TORTOISE HOLDINGS CO-INVESTMENT LLC | Domestic Entity | LM TORTOISE HOLDINGS LLC | MEMBER | 01/2018 | 25-50% |
| HCF4 HOLDINGS LLC | Domestic Entity | LM TORTOISE HOLDINGS CO-INVESTMENT LLC | MEMBER | 01/2018 | 25-50% |
| LM TORTOISE INVESTMENT HOLDINGS IV LLC | Domestic Entity | LM TORTOISE INVESTMENT HOLDINGS IV CO-INVESTMENT LLC | MANAGING MEMBER | 01/2018 | 50-75% |
| LOVELL MINNICK EQUITY PARTNERS IV LP | Domestic Entity | LM TORTOISE INVESTMENT HOLDINGS IV LLC | MEMBER | 01/2018 | 50-75% |
| LM TORTOISE INVESTMENT HOLDINGS IV-A INC. | Domestic Entity | LM TORTOISE INVESTMENT HOLDINGS IV LLC | MEMBER | 01/2018 | 25-50% |
| LOVELL MINNICK EQUITY PARTNERS IV-A LP | Domestic Entity | LM TORTOISE INVESTMENT HOLDINGS IV-A INC. | OWNER | 01/2018 | > 75% |
| LOVELL MINNICK EQUITY ADVISORS IV LP | Domestic Entity | LOVELL MINNICK EQUITY PARTNERS IV LP | GENERAL PARTNER | 01/2014 | |
| LOVELL MINNICK EQUITY ADVISORS IV LP | Domestic Entity | LOVELL MINNICK EQUITY PARTNERS IV-A LP | GENERAL PARTNER | 01/2014 | |
| FUND IV UGP LLC | Domestic Entity | LOVELL MINNICK EQUITY ADVISORS IV LP | GENERAL PARTNER | 01/2014 | |
| LOVELL MINNICK PARTNERS LLC | Domestic Entity | FUND IV UGP LLC | MANAGING MEMBER | 01/2014 | > 75% |