NAVIMED CAPITAL ADVISORS, LLC
Adviser information for NAVIMED CAPITAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $474.7M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $474.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $474.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119184 |
|---|---|
| SEC ERA File Number | 801-119184 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169508 |
| Legal Entity Identifier | None |
Principal Office
1300 WILSON BOULEVARDSUITE 910
ROSSLYN
VA
United States
Monday - Friday, 9:00 AM TO 5:00 PM (ET)
Tel: (202) 817-2850, Fax: None
Chief Compliance Officer
KUN SEUNG LEE
CHIEF FINANCIAL OFFICER
1300 WILSON BOULEVARD
SUITE 910
ROSSLYN
VA
United States
Tel:
(202) 817-2845
P*******@**********M
(Full email address available in API data)
Regulatory Contact
RYAN MERLE SCHWARZ
MANAGING DIRECTOR
1300 WILSON BOULEVARD
SUITE 910
ROSSLYN
VA
United States
Tel:
(202) 817-2850
R***********@**********M
(Full email address available in API data)
Industry Affiliates
| NAVIMED INVESTMENT MANAGEMENT II, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NAVIMED INVESTMENT MANAGEMENT, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NAVIMED PARTNERS EXECUTIVE FUND, L.P. | Private Equity Fund | $5.5M | $0.1M | 11 |
| NAVIMED PARTNERS II, L.P. | Private Equity Fund | $330.5M | $0.1M | 54 |
| NAVIMED PARTNERS, L.P. | Private Equity Fund | $138.7M | $0.1M | 25 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHWARZ, RYAN, MERLE | Individual | – | MANAGING MEMBER, MANAGING DIRECTOR, AND MEMBER OF THE INVESTMENT COMMITTEE | 06/2011 | 25-50% |
| CANANN, BRIAN, TODD | Individual | – | MANAGING MEMBER, MANAGING DIRECTOR, AND MEMBER OF THE INVESTMENT COMMITTEE | 06/2011 | 25-50% |
| SALEHIZADEH, BIJAN | Individual | – | MANAGING MEMBER, MANAGING DIRECTOR, AND MEMBER OF THE INVESTMENT COMMITTEE | 06/2011 | 25-50% |
| LEE, KUN SEUNG | Individual | – | CHIEF FINANCIAL OFFICER | 03/2023 | < 5% |
| Ross, Ryan, Scott | Individual | – | MANAGING DIRECTOR AND MEMBER OF THE INVESTMENT COMMITTEE | 01/2024 | < 5% |
| LEE, KUN SEUNG | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |