WESTCAP MANAGEMENT, LLC
Adviser information for WESTCAP MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 94 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 58 | $6.3B |
| Non-Discretionary | 0 | $0 |
| Total | 58 | $6.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 39 | $6.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 19 | $12.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 8 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119189 |
|---|---|
| SEC ERA File Number | 801-119189 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301822 |
| Legal Entity Identifier | None |
Principal Office
590 PACIFIC AVENUESAN FRANCISCO
CA
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 6466454356, Fax: None
Chief Compliance Officer
MICHAEL DAVIS
CHIEF ADMINISTRATIVE OFFICER
590 PACIFIC AVENUE
SAN FRANCISCO
CA
United States
Tel:
6466454356
M***@**********M
(Full email address available in API data)
Industry Affiliates
| WESTCAP II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WESTCAP II SBS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WESTCAP MARKETS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WESTCAP STRATEGIC OPERATOR FUND GP, LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| WESTCAP STRATEGIC OPERATOR OFFSHORE FEEDER FUND GP, LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| WESTCAP STRATEGIC OPERATOR US FEEDER FUND GP, LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COMMUNITY FIRST PARTNERS, LLC | Private Equity Fund | $0.0M | $0.0M | 0 |
| IRIDIUM GOODLEAP CO-INVEST 2022, LLC | Private Equity Fund | $18.5M | $0.0M | 7 |
| IRIDIUM SOF II IEQ 2021 CO-INVEST, L.P. | Private Equity Fund | $46.8M | $0.0M | 4 |
| RHENIUM STUB CO-INVEST 2023, LLC | Private Equity Fund | $0.0M | $0.0M | 0 |
| RHODIUM AVEONE CO-INVEST 2022, LLC | Private Equity Fund | $10.9M | $0.0M | 9 |
| WESTCAP ADDEPAR CONTINUATION 2021, LLC | Private Equity Fund | $13.3M | $0.0M | 1 |
| WESTCAP BG CONVERT, LLC | Private Equity Fund | $27.6M | $0.0M | 11 |
| WESTCAP BG, LLC | Private Equity Fund | $69.1M | $0.0M | 13 |
| WESTCAP BLUEGROUND CO-INVEST 2022, LLC | Private Equity Fund | $27.2M | $0.0M | 12 |
| WESTCAP BOLT CONTINUATION 2021-1, LLC | Private Equity Fund | $5.4M | $0.0M | 3 |
| WESTCAP CEREBRAL CO-INVEST 2021, LLC | Private Equity Fund | $3.6M | $0.0M | 37 |
| WESTCAP CEREBRAL CONTINUATION 2021-1, LLC | Private Equity Fund | $0.3M | $0.0M | 3 |
| WESTCAP FLYR CO-INVEST 2022, LLC | Private Equity Fund | $29.9M | $0.0M | 15 |
| WESTCAP FOUNDER'S COLLECTIVE, LLC | Private Equity Fund | $23.0M | $0.0M | 6 |
| WESTCAP GOODLEAP CO-INVEST 2021, LLC | Private Equity Fund | $6.5M | $0.0M | 8 |
| WESTCAP HOPPER 2021 CO-INVEST, LLC | Private Equity Fund | $26.9M | $0.0M | 23 |
| WESTCAP II FAMILY PARTNERSHIP 2022, LLC | Private Equity Fund | $18.4M | $0.0M | 93 |
| WESTCAP II FAMILY PARTNERSHIP, LLC | Private Equity Fund | $1.9M | $0.0M | 17 |
| WESTCAP INVESTMENT PARTNERS, LLC | Private Equity Fund | $390.2M | $0.0M | 131 |
| WESTCAP KLARNA CO-INVEST 2021, LLC | Private Equity Fund | $8.1M | $0.0M | 28 |
| WESTCAP LOANPAL CO-INVEST 2020, LLC | Private Equity Fund | $368.1M | $0.0M | 28 |
| WESTCAP NYDIG CO-INVEST 2021, LLC | Private Equity Fund | $105.6M | $0.0M | 28 |
| WESTCAP RENTAL BEAST 1, LLC | Private Equity Fund | $0.3M | $0.0M | 7 |
| WESTCAP SBS FAMILY PARTNERSHIP 2023, LLC | Private Equity Fund | $0.3M | $0.0M | 1 |
| WESTCAP SKILLZ 2020 CO-INVEST, LLC | Private Equity Fund | $0.0M | $0.0M | 0 |
| WESTCAP SKILLZ, LLC | Private Equity Fund | $0.0M | $0.0M | 0 |
| WESTCAP SNDR, LLC | Private Equity Fund | $0.7M | $0.0M | 21 |
| WESTCAP SONDER 2020-B, LLC | Private Equity Fund | $0.1M | $0.0M | 18 |
| WESTCAP STRATEGIC OPERATOR FUND II SIDE-BY-SIDE, LP | Private Equity Fund | $115.9M | $5.0M | 28 |
| WESTCAP STRATEGIC OPERATOR FUND II, L.P. | Private Equity Fund | $2,091.4M | $5.0M | 206 |
| WESTCAP STRATEGIC OPERATOR FUND, L.P. | Private Equity Fund | $1,893.2M | $0.5M | 177 |
| WESTCAP STUB BTG, LLC | Private Equity Fund | $68.1M | $0.0M | 15 |
| WESTCAP STUB II-2020, LLC | Private Equity Fund | $199.0M | $0.0M | 7 |
| WESTCAP STUB LLC | Private Equity Fund | $729.1M | $0.0M | 59 |
| WESTCAP VG, LLC | Private Equity Fund | $35.4M | $0.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOSI, LAURENCE, ANTHONY | Individual | – | MANAGING MEMBER | 03/2019 | > 75% |
| DAVIS, MICHAEL | Individual | – | CHIEF ADMINISTRATIVE OFFICER, CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |