2ND VOTE ADVISERS, LLC.
Adviser information for 2ND VOTE ADVISERS, LLC. last updated from Form ADV on May 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $69.7M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $69.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $44.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $20.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $5.0M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for businesses or institutional clientsSUB-ADVISORY SERVICES TO OTHER ADVISERS |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-119190 |
|---|---|
| SEC ERA File Number | 801-119190 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309393 |
| Legal Entity Identifier | None |
Principal Office
609 CHESHIRE CIRCLEFRANKLIN
TN
United States
Monday - Friday, 8 AM - 5 PM
Tel: 615-506-2144, Fax: None
Chief Compliance Officer
JOHN MCDEVITT
223 WILMINGTON WEST CHESTER PIKE
CHADDS FORD
PA
United States
Tel:
610-368-1457
J********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| 2ND VOTE VALUE INVESTMENTS, INC. | Domestic Entity | – | C CORP | 04/2020 | > 75% |
| Black, Diane, Lynn | Individual | 2ND VOTE VALUE INVESTMENTS, INC. | DIRECTOR | 04/2020 | 25-50% |
| Black, David, Lee | Individual | 2ND VOTE VALUE INVESTMENTS, INC. | DIRECTOR | 04/2020 | 25-50% |
| BROOKS, ROBERT, EDWIN | Individual | – | CHIEF INVESTMENT OFFICER | 07/2022 | < 5% |
| NEUBERT, ALBERT, S | Individual | – | CHIEF EXECUTIVE OFFICER | 07/2022 | < 5% |
| MCDEVITT, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |