SCOTT CAPITAL ADVISORS, LLC
Adviser information for SCOTT CAPITAL ADVISORS, LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 9 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 6 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 798 | $900.8M |
Non-Discretionary | 17 | $18.4M |
Total | 815 | $919.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 192 | $59.9M |
HNW Individuals | 83 | $246.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $12.6M |
Charitable organizations | <5 | $63.5M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $74.8M |
Other | 121 | $462.4M |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
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Compensation | % of AUMHourly chargesFixed fees |
Principal Office
707 SW WASHINGTON STREETSUITE 810
PORTLAND
OR
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 503) 487-0860, Fax: None
Websites
Chief Compliance Officer
JENNIFER SCOTT
MANAGING MEMBER
707 SW WASHINGTON STREET
SUITE 810
PORTLAND
OR
United States
Tel:
(503) 487-0860
J*******@***********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SCOTT, CASEY, JAMES | Individual | – | MANAGING MEMBER | 06/2020 | 25-50% |
SCOTT, JENNIFER, RUTH | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 06/2020 | 25-50% |
SCOTT, SHAUGHN, CASEY | Individual | – | MANAGING MEMBER | 06/2020 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AMAZON COM INC | COM | 781K | 4K | – |
APPLE INC | COM | 953K | 4K | – |
BANK AMERICA CORP | COM | 252K | 6K | – |
BERKSHIRE HATHAWAY INC DEL | CL A | 1M | 2 | – |
BOEING CO | COM | 245K | 1K | – |
CONAGRA BRANDS INC | COM | 527K | 18K | – |
COSTCO WHSL CORP NEW | COM | 1M | 1K | – |
ELI LILLY & CO | COM | 672K | 721 | – |
FERGUSON PLC NEW | SHS | 284K | 2K | – |
FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 391K | 9K | – |
INVESCO QQQ TR | UNIT SER 1 | 26M | 52K | – |
ISHARES TR | CORE DIV GRWTH | 13M | 233K | – |
ISHARES TR | CORE S&P500 ETF | 2M | 3K | – |
ISHARES TR | CORE TOTAL USD | 216K | 5K | – |
ISHARES TR | CORE US AGGBD ET | 245K | 3K | – |
ISHARES TR | ESG AWR MSCI USA | 2M | 15K | – |
ISHARES TR | MRGSTR MD CP GRW | 9M | 126K | – |
ISHARES TR | SHRT NAT MUN ETF | 1M | 10K | – |
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 3M | 46K | – |
J P MORGAN EXCHANGE TRADED F | INCOME ETF | 15M | 340K | – |
J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 10M | 205K | – |
JOHNSON & JOHNSON | COM | 524K | 4K | – |
JPMORGAN CHASE & CO. | COM | 268K | 1K | – |
LAMB WESTON HLDGS INC | COM | 224K | 3K | – |
MICROSOFT CORP | COM | 9M | 19K | – |
NIKE INC | CL B | 516K | 7K | – |
NUSHARES ETF TR | NUVEEN ESG SMLCP | 857K | 22K | – |
NVIDIA CORPORATION | COM | 2M | 13K | – |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 226K | 6K | – |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 40M | 519K | – |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 2M | 22K | – |
SELECT SECTOR SPDR TR | RL EST SEL SEC | 1M | 37K | – |
SPDR SER TR | PORTFLI HIGH YLD | 328K | 14K | – |
STARBUCKS CORP | COM | 281K | 4K | – |
TESLA INC | COM | 595K | 2K | – |
VANGUARD BD INDEX FDS | INTERMED TERM | 22M | 290K | – |
VANGUARD BD INDEX FDS | VANGUARD ULTRA | 8M | 153K | – |
VANGUARD INDEX FDS | GROWTH ETF | 38M | 99K | – |
VANGUARD INDEX FDS | MCAP GR IDXVIP | 263K | 1K | – |
VANGUARD INDEX FDS | MCAP VL IDXVIP | 9M | 61K | – |
VANGUARD INDEX FDS | MID CAP ETF | 12M | 48K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 68M | 132K | – |
VANGUARD INDEX FDS | SMALL CP ETF | 29M | 136K | – |
VANGUARD MUN BD FDS | TAX EXEMPT BD | 586K | 12K | – |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 1M | 15K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 545K | 3K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 3M | 56K | – |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 1M | 11K | – |
VANGUARD WHITEHALL FDS | INTL DVD ETF | 299K | 4K | – |
VERIZON COMMUNICATIONS INC | COM | 266K | 6K | – |