Hedge Fund Database

TMD WEALTH MANAGEMENT

TMD WEALTH MANAGEMENT LLC Legal Name

Adviser information for TMD WEALTH MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,625 $978.1M
Non-Discretionary 14 $8.3M
Total 1,639 $986.4M

Clients

Type Number RAUM
Individuals 130 $58.8M
HNW Individuals 169 $620.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 5 $158.0M
Pension and profit sharing plans 67 $116.0M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $32.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsCREDIT, CASH MANAGEMENT & INSURANCE SOLUTIONS
Compensation % of AUMHourly chargesFixed feesREVENUE SHARING CASH & MGMT SOLUTIONS , FOCUS RISK SOLUTIONS
Other Business Activities CREDIT, CASH MANAGEMENT & INSURANCE SOLUTIONS

Identifiers

SEC RIA File Number 801-119212
SEC ERA File Number 801-119212
SEC CIK Numbers 1842820
SEC CRD Numbers 309514
Legal Entity Identifier None

Principal Office

15333 N. PIMA ROAD
SUITE 200
SCOTTSDALE
AZ
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 602-279-2020, Fax: 602-279-4774

Websites

twitter.com/focusfinancial www.linkedin.com/company/focus-financial-partners www.focusfinancialpartners.com www.curafinadvisors.com www.tmdwealth.com www.linkedin.com/company/tmdwealth

Chief Compliance Officer

TODD DOUMA
15333 N. PIMA ROAD
SUITE 200
SCOTTSDALE
AZ
United States
Tel: 602-279-2020
Fax: 602-279-4774
(Full email address available in API data)

Regulatory Contact

ANDY WARNING
COMPLIANCE CONSULTANT
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel: 513-832-5463
(Full email address available in API data)

Industry Affiliates

FOCUS RISK SOLUTIONS Insurance company or agency
TMD INSURANCE SERVICES, LLC D.B.A. SCOTTSDALE FINANCIAL GROUP Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DOUMA, TODD, MACARTHUR Individual – MANAGER/CHIEF COMPLIANCE OFFICER 06/2020 < 5%
LYONS, GAVIN, DAVID Individual – CHIEF OPERATING OFFICER 06/2020 < 5%
FOCUS OPERATING, LLC Domestic Entity – MEMBER 06/2020 > 75%
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
FOCUS FINANCIAL PARTNERS INC. Domestic Entity FOCUS FINANCIAL PARTNERS, LLC MEMBER 07/2018 > 75%
FERDINAND FFP ACQUISITION, LLC Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS B COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC. Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FERDINAND FFP PARENT, INC. SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P. Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, LP PARTNER 08/2023 50-75%
CD&R FERDINAND CO-INVESTOR L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 25-50%
CLAYTON, DUBLIER & RICE FUND XII, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 50-75%
CD&R ASSOCIATES XII, L.P. Foreign Entity CD&R FERDINAND CO-INVESTOR L.P. GENERAL PARTNER 08/2023
CD&R ASSOCIATES XII, L.P. Foreign Entity CLAYTON, DUBLIER & RICE FUND XII, L.P. GENERAL PARTNER 08/2023
CD&R INVESTMENT ASSOCIATES XII, LTD. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. GENERAL PARTNER 08/2023

No. Employees, Historic

2010020202021202220232024202510 on 7/1/202010 on 10/2/202010 on 10/28/20209 on 3/19/20219 on 3/22/20219 on 3/22/20219 on 7/30/20219 on 2/18/202212 on 3/25/202212 on 3/29/202212 on 8/22/202212 on 8/23/202212 on 2/27/202312 on 3/2/202312 on 3/27/202312 on 3/29/202312 on 5/16/202312 on 9/14/202312 on 9/15/202312 on 9/15/202312 on 9/26/202312 on 10/13/202313 on 3/27/202413 on 3/28/2024

RAUM, Historic

1B500M02020202120222023202420250 on 7/1/20200 on 10/2/2020530153000 on 10/28/2020600650000 on 3/19/2021600650000 on 3/22/2021600650000 on 3/22/2021600650000 on 7/30/2021600650000 on 2/18/2022818542000 on 3/25/2022818542000 on 3/29/2022818542000 on 8/22/2022818542000 on 8/23/2022818542000 on 2/27/2023818542000 on 3/2/2023794838000 on 3/27/2023794838000 on 3/29/2023794838000 on 5/16/2023794838000 on 9/14/2023794838000 on 9/15/2023794838000 on 9/15/2023794838000 on 9/26/2023794838000 on 10/13/2023986392000 on 3/27/2024986392000 on 3/28/2024

No. Clients, Historic

40020002020202120222023202420250 on 7/1/20200 on 10/2/2020287 on 10/28/2020299 on 3/19/2021299 on 3/22/2021299 on 3/22/2021299 on 7/30/2021299 on 2/18/2022329 on 3/25/2022329 on 3/29/2022329 on 8/22/2022329 on 8/23/2022329 on 2/27/2023329 on 3/2/2023354 on 3/27/2023354 on 3/29/2023354 on 5/16/2023354 on 9/14/2023354 on 9/15/2023354 on 9/15/2023354 on 9/26/2023354 on 10/13/2023377 on 3/27/2024377 on 3/28/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AGF INVTS TR US MARKET NETRL 25M 1M 0
ALPHABET INC CAP STK CL A 471K 3K 0
ALPHABET INC CAP STK CL C 2M 11K 0
AMAZON COM INC COM 778K 4K 0
AMGEN INC COM 227K 725 0
APPLE INC COM 5M 22K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K 0
BITWISE BITCOIN ETF TR SHS BEN INT 1M 36K 0
BLACKROCK INC COM 270K 343 0
BROADCOM INC COM 270K 168 0
CAMDEN PPTY TR SH BEN INT 499K 5K 0
COSTCO WHSL CORP NEW COM 584K 687 0
DEERE & CO COM 454K 1K 0
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 11M 327K 0
FORD MTR CO DEL COM 230K 18K 0
GENERAL DYNAMICS CORP COM 283K 977 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 6M 38K 0
ISHARES GOLD TR ISHARES NEW 24M 557K 0
ISHARES TR MSCI USA QLT FCT 42M 245K 0
ISHARES TR MSCI EAFE ETF 266K 3K 0
ISHARES TR IBONDS 27 TRM TS 12M 539K 0
ISHARES TR S&P 500 VAL ETF 783K 4K 0
ISHARES TR S&P 500 GRWT ETF 915K 10K 0
ISHARES TR CORE S&P500 ETF 225K 411 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 15M 291K 0
JANUS DETROIT STR TR HENDERSON MTG 19M 429K 0
JOHNSON & JOHNSON COM 294K 2K 0
JOURNEY MED CORP COM 65K 12K 0
JPMORGAN CHASE & CO. COM 331K 2K 0
MICROSOFT CORP COM 4M 9K 0
NEXTERA ENERGY INC COM 312K 4K 0
NIKE INC CL B 230K 3K 0
NORFOLK SOUTHN CORP COM 372K 2K 0
NVIDIA CORPORATION COM 389K 3K 0
OAKTREE SPECIALTY LENDING CO COM 11M 568K 0
PIMCO ETF TR ENHAN SHRT MA AC 607K 6K 0
PROCTER AND GAMBLE CO COM 255K 2K 0
PROGRESSIVE CORP COM 851K 4K 0
SARATOGA INVT CORP COM NEW 2M 68K 0
SIMPLIFY EXCHANGE TRADED FUN SIMPLIFY OPPORT 48M 2M 0
SPDR GOLD TR GOLD SHS 275K 1K 0
SPDR S&P 500 ETF TR TR UNIT 2M 4K 0
SPDR SER TR BLOOMBERG 3-12 M 19M 191K 0
SPDR SER TR BLOOMBERG 1-3 MO 8M 91K 0
STRATEGIC TRUST RUNNING GWTH ETF 11M 351K 0
TENON MEDICAL INC *W EXP 06/16/202 256K 5M 0
TENON MEDICAL INC COM NEW 260K 427K 0
TESLA INC COM 4M 21K 0
TESLA INC COM 116K 5K 0
TESLA INC COM 69K 6K 0
VANGUARD INDEX FDS VALUE ETF 71M 441K 0
VANGUARD INDEX FDS GROWTH ETF 57M 153K 0
VISA INC COM CL A 823K 3K 0
WISDOMTREE TR US QTLY DIV GRT 29M 371K 0
WISDOMTREE TR FLOATNG RAT TREA 5M 102K 0
WISDOMTREE TR EMER MKT HIGH FD 11M 252K 0