NORTHERN FINANCIAL ADVISORS, INC

NORTHERN FINANCIAL ADVISORS, INC. Legal Name

Adviser information for NORTHERN FINANCIAL ADVISORS, INC last updated from Form ADV on January 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End OCTOBER
Legal Location Michigan, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,102 $554.5M
Non-Discretionary 29 $6.3M
Total 2,131 $560.9M

Clients

Type Number RAUM
Individuals 197 $76.4M
HNW Individuals 114 $484.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)TAX PREP
Compensation Fixed fees

Identifiers

SEC RIA File Number 801-119217
SEC ERA File Number 801-119217
SEC CIK Numbers 1962457
SEC CRD Numbers 121088
Legal Entity Identifier None

Principal Office

74 E. LONG LAKE RD.
SUITE 200
BLOOMFIELD HILLS
MI
United States
Monday - Friday, 8:30 A.M. TO 5:30 P.M.
Tel: 248-985-1632, Fax: 248-737-7094

Chief Compliance Officer

DAVID W. LENTZ
74 E. LONG LAKE RD.
SUITE 200
BLOOMFIELD HILLS
MI
United States
Tel: 248-985-1632
Fax: 248-737-7094
(Full email address available in API data)

Regulatory Contact

PATRIK ISHAM
74 E. LONG LAKE RD.
BLOOMFIELD HILLS
MI
United States
Tel: 248-985-1632
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LENTZ, DAVID, WERNER Individual CHIEF COMPLIANCE OFFICER 05/2002 < 5%
ISHAM, CHRISTINE Individual PRESIDENT 05/2002 > 75%
Isham, Patrik, Cody Individual TREASURER 01/2023 < 5%

No. Employees, Historic

2010020202021202220232024202510 on 7/1/202010 on 1/28/202110 on 8/9/20218 on 1/28/202212 on 1/26/202312 on 1/30/202313 on 1/19/2024

RAUM, Historic

600M300M0202020212022202320242025406462695 on 7/1/2020474052974 on 1/28/2021474052974 on 8/9/2021532039019 on 1/28/2022507784808 on 1/26/2023507784808 on 1/30/2023560870235 on 1/19/2024

No. Clients, Historic

4002000202020212022202320242025312 on 7/1/2020312 on 1/28/2021312 on 8/9/2021317 on 1/28/2022350 on 1/26/2023350 on 1/30/2023311 on 1/19/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 895K 9K
ABBOTT LABS COM 268K 3K
ABBVIE INC COM 613K 4K
ACCENTURE PLC IRELAND SHS CLASS A 502K 2K
ADOBE INC COM 429K 772
ADVANCED MICRO DEVICES INC COM 258K 2K
ALPHABET INC CAP STK CL C 342K 2K
AMAZON COM INC COM 1M 6K
AMERICAN EXPRESS CO COM 2M 9K
AMGEN INC COM 2M 5K
APPLE INC COM 4M 20K
AT&T INC COM 676K 35K
AVERY DENNISON CORP COM 285K 1K
BANK AMERICA CORP COM 633K 16K
BLACKROCK INC COM 652K 828
BOEING CO COM 218K 1K
BROADCOM INC COM 3M 2K
CAPITAL ONE FINL CORP COM 744K 5K
CAPRI HOLDINGS LIMITED SHS 404K 12K
CATERPILLAR INC COM 2M 5K
CHEVRON CORP NEW COM 862K 6K
CHIPOTLE MEXICAN GRILL INC COM 917K 15K
CHUBB LIMITED COM 393K 2K
CISCO SYS INC COM 890K 19K
CITIGROUP INC COM NEW 383K 6K
COCA COLA CO COM 1M 19K
COLGATE PALMOLIVE CO COM 656K 7K
COSTCO WHSL CORP NEW COM 1M 2K
CUMMINS INC COM 452K 2K
DANAHER CORPORATION COM 673K 3K
DBX ETF TR XTRACK MSCI EAFE 274K 7K
DEERE & CO COM 419K 1K
DELL TECHNOLOGIES INC CL C 604K 4K
DIMENSIONAL ETF TRUST US EQUITY ETF 279K 5K
DISNEY WALT CO COM 358K 4K
DOW INC COM 604K 11K
DUPONT DE NEMOURS INC COM 947K 12K
EASTMAN CHEM CO COM 324K 3K
EATON CORP PLC SHS 1M 4K
ELEVANCE HEALTH INC COM 1M 2K
ELI LILLY & CO COM 3M 3K
ENTERPRISE PRODS PARTNERS L COM 983K 34K
EXXON MOBIL CORP COM 3M 23K
GENERAL DYNAMICS CORP COM 1M 4K
GOLDMAN SACHS GROUP INC COM 2M 4K
HOME DEPOT INC COM 1M 4K
HONEYWELL INTL INC COM 2M 8K
ILLINOIS TOOL WKS INC COM 580K 2K
INTEL CORP COM 218K 7K
INTERNATIONAL BUSINESS MACHS COM 1M 8K
INTUIT COM 880K 1K
INVESCO QQQ TR UNIT SER 1 2M 4K
ISHARES TR RUSSELL 2000 ETF 224K 1K
JOHNSON & JOHNSON COM 522K 4K
JPMORGAN CHASE & CO. COM 2M 11K
KEURIG DR PEPPER INC COM 309K 9K
LINDE PLC SHS 463K 1K
LOCKHEED MARTIN CORP COM 866K 2K
LOWES COS INC COM 1M 5K
MASTERCARD INCORPORATED CL A 1M 2K
MCDONALDS CORP COM 1M 4K
MERCK & CO INC COM 3M 22K
META PLATFORMS INC CL A 1M 3K
METLIFE INC COM 547K 8K
MICRON TECHNOLOGY INC COM 496K 4K
MICROSOFT CORP COM 4M 9K
MORGAN STANLEY COM NEW 515K 5K
NETFLIX INC COM 3M 5K
NIKE INC CL B 1M 16K
NORTHROP GRUMMAN CORP COM 528K 1K
NVIDIA CORPORATION COM 2M 18K
NVR INC COM 4M 546
ORACLE CORP COM 2M 13K
PARKER-HANNIFIN CORP COM 298K 590
PEPSICO INC COM 1M 6K
PNC FINL SVCS GROUP INC COM 306K 2K
PROCTER AND GAMBLE CO COM 2M 11K
PROGRESSIVE CORP COM 1M 5K
QUALCOMM INC COM 667K 3K
RTX CORPORATION COM 966K 10K
SALESFORCE INC COM 520K 2K
SAP SE SPON ADR 1M 6K
SCHLUMBERGER LTD COM STK 765K 16K
SCHWAB STRATEGIC TR US LRG CAP ETF 334K 5K
SERVICENOW INC COM 2M 2K
SHERWIN WILLIAMS CO COM 571K 2K
SPDR DOW JONES INDL AVERAGE UT SER 1 5M 12K
SPDR S&P 500 ETF TR TR UNIT 12M 21K
SPDR SER TR SPDR S&P 500 ETF 260K 6K
STARBUCKS CORP COM 583K 7K
SUNCOR ENERGY INC NEW COM 278K 7K
TARGET CORP COM 466K 3K
TEXAS INSTRS INC COM 2M 8K
THERMO FISHER SCIENTIFIC INC COM 758K 1K
T-MOBILE US INC COM 1M 7K
TRANSDIGM GROUP INC COM 741K 580
TRAVELERS COMPANIES INC COM 1M 7K
UNITEDHEALTH GROUP INC COM 2M 3K
US BANCORP DEL COM NEW 250K 6K
VERIZON COMMUNICATIONS INC COM 551K 13K
VISA INC COM CL A 2M 7K
WALMART INC COM 3M 48K
YUM BRANDS INC COM 644K 5K