NORTHERN FINANCIAL ADVISORS, INC
NORTHERN FINANCIAL ADVISORS, INC. Legal Name
Adviser information for NORTHERN FINANCIAL ADVISORS, INC last updated from Form ADV on January 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | OCTOBER |
Legal Location | Michigan, United States |
Employees
Total Number of Employees | 13 |
---|---|
Investment Advisory/Research | 6 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 6 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 2,102 | $554.5M |
Non-Discretionary | 29 | $6.3M |
Total | 2,131 | $560.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 197 | $76.4M |
HNW Individuals | 114 | $484.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 1 |
No. of Non-U.S. Clients | 1 |
No. of Financial Planning Clients | 251-500 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)TAX PREP |
---|---|
Compensation | Fixed fees |
Principal Office
74 E. LONG LAKE RD.SUITE 200
BLOOMFIELD HILLS
MI
United States
Monday - Friday, 8:30 A.M. TO 5:30 P.M.
Tel: 248-985-1632, Fax: 248-737-7094
Websites
Chief Compliance Officer
DAVID W. LENTZ
74 E. LONG LAKE RD.
SUITE 200
BLOOMFIELD HILLS
MI
United States
Tel:
248-985-1632
Fax:
248-737-7094
D*****@**********M
(Full email address available in API data)
Regulatory Contact
PATRIK ISHAM
74 E. LONG LAKE RD.
BLOOMFIELD HILLS
MI
United States
Tel:
248-985-1632
P******@**********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
LENTZ, DAVID, WERNER | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2002 | < 5% |
ISHAM, CHRISTINE | Individual | – | PRESIDENT | 05/2002 | > 75% |
Isham, Patrik, Cody | Individual | – | TREASURER | 01/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 895K | 9K | – |
ABBOTT LABS | COM | 268K | 3K | – |
ABBVIE INC | COM | 613K | 4K | – |
ACCENTURE PLC IRELAND | SHS CLASS A | 502K | 2K | – |
ADOBE INC | COM | 429K | 772 | – |
ADVANCED MICRO DEVICES INC | COM | 258K | 2K | – |
ALPHABET INC | CAP STK CL C | 342K | 2K | – |
AMAZON COM INC | COM | 1M | 6K | – |
AMERICAN EXPRESS CO | COM | 2M | 9K | – |
AMGEN INC | COM | 2M | 5K | – |
APPLE INC | COM | 4M | 20K | – |
AT&T INC | COM | 676K | 35K | – |
AVERY DENNISON CORP | COM | 285K | 1K | – |
BANK AMERICA CORP | COM | 633K | 16K | – |
BLACKROCK INC | COM | 652K | 828 | – |
BOEING CO | COM | 218K | 1K | – |
BROADCOM INC | COM | 3M | 2K | – |
CAPITAL ONE FINL CORP | COM | 744K | 5K | – |
CAPRI HOLDINGS LIMITED | SHS | 404K | 12K | – |
CATERPILLAR INC | COM | 2M | 5K | – |
CHEVRON CORP NEW | COM | 862K | 6K | – |
CHIPOTLE MEXICAN GRILL INC | COM | 917K | 15K | – |
CHUBB LIMITED | COM | 393K | 2K | – |
CISCO SYS INC | COM | 890K | 19K | – |
CITIGROUP INC | COM NEW | 383K | 6K | – |
COCA COLA CO | COM | 1M | 19K | – |
COLGATE PALMOLIVE CO | COM | 656K | 7K | – |
COSTCO WHSL CORP NEW | COM | 1M | 2K | – |
CUMMINS INC | COM | 452K | 2K | – |
DANAHER CORPORATION | COM | 673K | 3K | – |
DBX ETF TR | XTRACK MSCI EAFE | 274K | 7K | – |
DEERE & CO | COM | 419K | 1K | – |
DELL TECHNOLOGIES INC | CL C | 604K | 4K | – |
DIMENSIONAL ETF TRUST | US EQUITY ETF | 279K | 5K | – |
DISNEY WALT CO | COM | 358K | 4K | – |
DOW INC | COM | 604K | 11K | – |
DUPONT DE NEMOURS INC | COM | 947K | 12K | – |
EASTMAN CHEM CO | COM | 324K | 3K | – |
EATON CORP PLC | SHS | 1M | 4K | – |
ELEVANCE HEALTH INC | COM | 1M | 2K | – |
ELI LILLY & CO | COM | 3M | 3K | – |
ENTERPRISE PRODS PARTNERS L | COM | 983K | 34K | – |
EXXON MOBIL CORP | COM | 3M | 23K | – |
GENERAL DYNAMICS CORP | COM | 1M | 4K | – |
GOLDMAN SACHS GROUP INC | COM | 2M | 4K | – |
HOME DEPOT INC | COM | 1M | 4K | – |
HONEYWELL INTL INC | COM | 2M | 8K | – |
ILLINOIS TOOL WKS INC | COM | 580K | 2K | – |
INTEL CORP | COM | 218K | 7K | – |
INTERNATIONAL BUSINESS MACHS | COM | 1M | 8K | – |
INTUIT | COM | 880K | 1K | – |
INVESCO QQQ TR | UNIT SER 1 | 2M | 4K | – |
ISHARES TR | RUSSELL 2000 ETF | 224K | 1K | – |
JOHNSON & JOHNSON | COM | 522K | 4K | – |
JPMORGAN CHASE & CO. | COM | 2M | 11K | – |
KEURIG DR PEPPER INC | COM | 309K | 9K | – |
LINDE PLC | SHS | 463K | 1K | – |
LOCKHEED MARTIN CORP | COM | 866K | 2K | – |
LOWES COS INC | COM | 1M | 5K | – |
MASTERCARD INCORPORATED | CL A | 1M | 2K | – |
MCDONALDS CORP | COM | 1M | 4K | – |
MERCK & CO INC | COM | 3M | 22K | – |
META PLATFORMS INC | CL A | 1M | 3K | – |
METLIFE INC | COM | 547K | 8K | – |
MICRON TECHNOLOGY INC | COM | 496K | 4K | – |
MICROSOFT CORP | COM | 4M | 9K | – |
MORGAN STANLEY | COM NEW | 515K | 5K | – |
NETFLIX INC | COM | 3M | 5K | – |
NIKE INC | CL B | 1M | 16K | – |
NORTHROP GRUMMAN CORP | COM | 528K | 1K | – |
NVIDIA CORPORATION | COM | 2M | 18K | – |
NVR INC | COM | 4M | 546 | – |
ORACLE CORP | COM | 2M | 13K | – |
PARKER-HANNIFIN CORP | COM | 298K | 590 | – |
PEPSICO INC | COM | 1M | 6K | – |
PNC FINL SVCS GROUP INC | COM | 306K | 2K | – |
PROCTER AND GAMBLE CO | COM | 2M | 11K | – |
PROGRESSIVE CORP | COM | 1M | 5K | – |
QUALCOMM INC | COM | 667K | 3K | – |
RTX CORPORATION | COM | 966K | 10K | – |
SALESFORCE INC | COM | 520K | 2K | – |
SAP SE | SPON ADR | 1M | 6K | – |
SCHLUMBERGER LTD | COM STK | 765K | 16K | – |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 334K | 5K | – |
SERVICENOW INC | COM | 2M | 2K | – |
SHERWIN WILLIAMS CO | COM | 571K | 2K | – |
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 5M | 12K | – |
SPDR S&P 500 ETF TR | TR UNIT | 12M | 21K | – |
SPDR SER TR | SPDR S&P 500 ETF | 260K | 6K | – |
STARBUCKS CORP | COM | 583K | 7K | – |
SUNCOR ENERGY INC NEW | COM | 278K | 7K | – |
TARGET CORP | COM | 466K | 3K | – |
TEXAS INSTRS INC | COM | 2M | 8K | – |
THERMO FISHER SCIENTIFIC INC | COM | 758K | 1K | – |
T-MOBILE US INC | COM | 1M | 7K | – |
TRANSDIGM GROUP INC | COM | 741K | 580 | – |
TRAVELERS COMPANIES INC | COM | 1M | 7K | – |
UNITEDHEALTH GROUP INC | COM | 2M | 3K | – |
US BANCORP DEL | COM NEW | 250K | 6K | – |
VERIZON COMMUNICATIONS INC | COM | 551K | 13K | – |
VISA INC | COM CL A | 2M | 7K | – |
WALMART INC | COM | 3M | 48K | – |
YUM BRANDS INC | COM | 644K | 5K | – |