ATW PARTNERS LLC
Adviser information for ATW PARTNERS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 28 | $497.4M |
| Non-Discretionary | 0 | $0 |
| Total | 28 | $497.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 28 | $497.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 14 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPORTFOLIO COMPANY SERVICE FEES |
Identifiers
| SEC RIA File Number | 801-119219 |
|---|---|
| SEC ERA File Number | 801-119219 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283146 |
| Legal Entity Identifier | None |
Principal Office
17 STATE STREETSUITE 2130
NEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 646-975-5547, Fax: None
Chief Compliance Officer
CHAYA NOURAFCHAN
17 STATE STREET
SUITE 2130
NEW YORK
NY
United States
Tel:
646-975-5542
C**********@**************M
(Full email address available in API data)
Regulatory Contact
ANTONIO RUIZ-GIMENEZ
MANAGING MEMBER
17 STATE STREET
SUITE 2130
NEW YORK
NY
United States
Tel:
646-975-5541
A*****@**************M
(Full email address available in API data)
Industry Affiliates
| ATW PARTNERS GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ATW PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ATW PARTNERS OPPORTUNITIES FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ATW PARTNERS OPPORTUNITIES FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ATW SPAC MANAGEMENT LLC | Other investment adviser, including financial planners |
| CHARDAN CAPITAL MARKETS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SZOP MULTISTRAT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SZOP MULTISTRAT MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ATW FUND I, L.P. | Private Equity Fund | $25.4M | $1.0M | 15 |
| ATW MASTER FUND II, L.P. | Private Equity Fund | $35.0M | $1.0M | 36 |
| ATW OPPORTUNITIES MASTER FUND II, L.P. | Private Equity Fund | $213.1M | $1.0M | 100 |
| ATW OPPORTUNITIES MASTER FUND LP | Private Equity Fund | $35.4M | $1.0M | 55 |
| ATW SPECIAL SITUATIONS I LLC | Private Equity Fund | $29.4M | $0.0M | 23 |
| CR SPV IV LLC | Private Equity Fund | $1.5M | $0.0M | 13 |
| CS SPV VIII LLC | Private Equity Fund | $9.4M | $0.1M | 9 |
| FF ADVENTURES SPV XVIII LLC | Private Equity Fund | $27.7M | $0.0M | 32 |
| FF AVENTURAS SPV XI LLC | Private Equity Fund | $3.5M | $0.1M | 16 |
| FF PROSPERITY VENTURES LLC | Private Equity Fund | $2.4M | $0.0M | 15 |
| FF VENTURAS SPV X LLC | Private Equity Fund | $3.8M | $0.1M | 25 |
| FF VENTURES SPV IX LLC | Private Equity Fund | $4.5M | $0.1M | 23 |
| FF VITALITY VENTURES LLC | Private Equity Fund | $71.9M | $0.0M | 28 |
| ROC SPV XIV LLC | Private Equity Fund | $0.0M | $0.1M | 11 |
| ROC SPV XIX LLC | Private Equity Fund | $6.0M | $0.0M | 13 |
| ROC SPV XX LLC | Private Equity Fund | $2.2M | $0.0M | 12 |
| ROC SPV XXI LLC | Private Equity Fund | $16.0M | $0.0M | 12 |
| RP SPV II, LP | Private Equity Fund | $4.6M | $0.0M | 4 |
| RP SPV III, LLC | SPECIAL PURPOSE VEHICLE | $9.8M | $0.0M | 4 |
| RP SPV VI LLC | Private Equity Fund | $21.6M | $0.0M | 8 |
| RP SPV VII LLC | Private Equity Fund | $7.5M | $0.0M | 3 |
| SPL EXPLORATION SPV XII LLC | Private Equity Fund | $10.7M | $0.1M | 23 |
| SPL EXPLORATION SPV XVI LLC | Private Equity Fund | $10.3M | $0.1M | 6 |
| SZOP CAPITAL PARTNERS II, LLC | Private Equity Fund | $1.4M | $0.1M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Ruiz-Gimenez, Antonio | Individual | – | MANAGING MEMBER | 01/2016 | 50-75% |
| PROPPER, KERRY, SCOT | Individual | – | MANAGING MEMBER | 01/2016 | 25-50% |
| Nourafchan, Chaya | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2020 | < 5% |