CORNERSTONE WEALTH PLANNING
CORNERSTONE PLANNING, LLC Legal Name
Adviser information for CORNERSTONE WEALTH PLANNING last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,039 | $305.9M |
| Non-Discretionary | 1 | $3.5M |
| Total | 1,040 | $309.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 254 | $99.6M |
| HNW Individuals | 85 | $204.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Principal Office
7810 BALLANTYNE COMMONS PARKWAYSUITE 200
CHARLOTTE
NC
United States
Monday - Friday, 8:30AM-5PM
Tel: 704-849-0123, Fax: None
Chief Compliance Officer
CHRISTOPHER KNIGHT
MANAGING MEMBER
7810 BALLANTYNE COMMONS PARKWAY
SUITE 200
CHARLOTTE
NC
United States
Tel:
704-849-0123
C******@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KNIGHT, CHRISTOPHER, WILLIAM | Individual | – | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | 02/2013 | > 75% |