EVOLUTIONARY TREE CAPITAL MANAGEMENT, LLC
Adviser information for EVOLUTIONARY TREE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 98 | $103.5M |
| Non-Discretionary | 0 | $0 |
| Total | 98 | $103.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $2.8M |
| HNW Individuals | 51 | $66.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $29.9M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $2.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
1199 N. FAIRFAX ST.SUITE 801
ALEXANDRIA
VA
United States
Monday - Friday, 9AM-5PM
Tel: 703-544-2300, Fax: 571-257-8051
Chief Compliance Officer
EVAN ROSSER
4128 INNSLAKE DRIVE
GLEN ALLEN
VA
United States
Tel:
202-631-0213
E**********@************M
(Full email address available in API data)
Regulatory Contact
ERIN PRICE
DIRECTOR OF OPERATIONS & COMPLIANCE MANAGER
1199 NORTH FAIRFAX STREET
SUITE 801
ALEXANDRIA
VA
United States
Tel:
703-544-2300
Fax:
571-257-8051
E*****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RICKETTS, THOMAS, MERRILL | Individual | – | CEO/CIO/LLC MANAGER | 08/2017 | < 5% |
| THOMAS RICKETTS REVOCABLE TRUST | Domestic Entity | – | SOLE MEMBER | 08/2017 | > 75% |
| RICKETTS, SONYA | Individual | THOMAS RICKETTS REVOCABLE TRUST | TRUSTEE | 03/2016 | |
| RICKETTS, THOMAS, MERRILL | Individual | THOMAS RICKETTS REVOCABLE TRUST | TRUSTEE | 03/2016 | |
| ROSSER, EVAN, RHYS | Individual | – | CCO | 10/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ADOBE INC | COM | 314K | 565 | – |
| AIRBNB INC | COM CL A | 2M | 11K | – |
| ALPHABET INC | CAP STK CL A | 459K | 3K | – |
| AMAZON COM INC | COM | 9M | 49K | – |
| ARGENX SE | SPONSORED ADR | 1M | 3K | – |
| ASCENDIS PHARMA A/S | SPONSORED ADR | 3M | 25K | – |
| AXON ENTERPRISE INC | COM | 4M | 15K | – |
| CYBERARK SOFTWARE LTD | SHS | 2M | 8K | – |
| DEXCOM INC | COM | 2M | 20K | – |
| DRAFTKINGS INC NEW | COM CL A | 2M | 61K | – |
| GITLAB INC | CLASS A COM | 2M | 37K | – |
| HUBSPOT INC | COM | 5M | 8K | – |
| INSPIRE MED SYS INC | COM | 1M | 11K | – |
| INTELLIA THERAPEUTICS INC | COM | 812K | 36K | – |
| INTUITIVE SURGICAL INC | COM NEW | 2M | 4K | – |
| KRYSTAL BIOTECH INC | COM | 2M | 9K | – |
| MERCADOLIBRE INC | COM | 3M | 2K | – |
| META PLATFORMS INC | CL A | 3M | 6K | – |
| MICROSOFT CORP | COM | 9M | 21K | – |
| MONDAY COM LTD | SHS | 3M | 11K | – |
| NETFLIX INC | COM | 3M | 5K | – |
| PALO ALTO NETWORKS INC | COM | 2M | 5K | – |
| PROCEPT BIOROBOTICS CORP | COM | 4M | 66K | – |
| SALESFORCE INC | COM | 303K | 1K | – |
| SAREPTA THERAPEUTICS INC | COM | 3M | 21K | – |
| SERVICENOW INC | COM | 7M | 9K | – |
| SHOPIFY INC | CL A | 3M | 42K | – |
| SNOWFLAKE INC | CL A | 1M | 10K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 207K | 659 | – |
| SWEETGREEN INC | COM CL A | 2M | 66K | – |
| THE TRADE DESK INC | COM CL A | 2M | 17K | – |
| UBER TECHNOLOGIES INC | COM | 4M | 53K | – |
| VISA INC | COM CL A | 3M | 11K | – |
| WORKDAY INC | CL A | 3M | 11K | – |
| ZSCALER INC | COM | 994K | 5K | – |