TRIASIMA PORTFOLIO MANAGEMENT INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Canada

Employees

Total Number of Employees	25
Investment Advisory/Research	9
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	345	$2.1B
Non-Discretionary	0	$0
Total	345	$2.1B

Clients

Type	Number	RAUM
Individuals	21	$13.3M
HNW Individuals	22	$71.5M
Banking or thrift institutions	<5	$38.7M
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	11	$425.1M
Pension and profit sharing plans	<5	$111.2M
Charitable organizations	<5	$50.1M
State or municipal gov entities	<5	$50.0M
Other investment advisers	<5	$969.2M
Insurance companies	<5	$284.3M
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	16	$51.9M
Other	<5	$4.2M

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	99

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-119229
SEC ERA File Number	801-119229
SEC CIK Numbers	1938757
SEC CRD Numbers	304577
Legal Entity Identifier	5493003ZKWO2USCUE10

Principal Office

900, DE MAISONNEUVE BLVD. WEST, SUITE 2520
MONTREAL, QUEBEC
Canada

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic