FISCAL WISDOM WEALTH MANAGEMENT LLC
Adviser information for FISCAL WISDOM WEALTH MANAGEMENT LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,064 | $213.8M |
| Non-Discretionary | 0 | $0 |
| Total | 2,064 | $213.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 953 | $213.8M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshopsSOLICITOR TO OTHER IA'S |
|---|---|
| Compensation | % of AUMHourly chargesSOLICITOR FEES |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agentAccountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-119231 |
|---|---|
| SEC ERA File Number | 801-119231 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 168299 |
| Legal Entity Identifier | None |
Principal Office
61 MAPLE AVENUECANTON
CT
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 678-202-4066, Fax: None
Chief Compliance Officer
DANIEL ROBERTS
CCO
12203 MOUNTAIN ISLAND TRAIL
PARRISH
FL
United States
Tel:
(402) 990-2768
D**@***************M
(Full email address available in API data)
Regulatory Contact
MIKE CHADWICK
CEO
61 MAPLE AVE
CANTON
CT
United States
Tel:
8606731942
Fax:
8606735177
M***@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FISCAL WISDOM HOLDINGS INC. | Domestic Entity | – | OWNER | 11/2023 | > 75% |
| CHADWICK, MICHAEL, EDWARD | Individual | – | CEO | 11/2023 | < 5% |
| CHADWICK, MICHAEL, EDWARD | Individual | FISCAL WISDOM HOLDINGS INC. | CEO OWNER | 11/2023 | > 75% |
| ROBERTS, DANIEL, ANTHONY | Individual | – | CCO | 01/2023 | < 5% |