THE HIGH NET WORTH ADVISORY GROUP, LLC
Adviser information for THE HIGH NET WORTH ADVISORY GROUP, LLC last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,007 | $617.5M |
| Non-Discretionary | 50 | $31.2M |
| Total | 1,057 | $648.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 288 | $128.9M |
| HNW Individuals | 122 | $507.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $179,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $12.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesGENERAL CONSULTING AND PORTFOLIO REVIEW AND ALLOCATION |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPERCENTAGE OF ASSETS UNDER ADVISEMENT |
Principal Office
8880 TAMIAMI TRAIL NORTHNAPLES
FL
United States
Monday - Friday, 8:30 AM TO 5:00 PM EST
Tel: 1-866-906-2325, Fax: (239) 631-6107
Chief Compliance Officer
DAVID MORGAN
MANAGING MEMBER
8880 TAMIAMI TRAIL NORTH
NAPLES
FL
United States
Tel:
1-866-906-2325
Fax:
(239) 631-6107
D******@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORGAN, DAVID, TAYLOR | Individual | – | MANAGING MEMBER/CCO | 11/2019 | 50-75% |
| JORDAN, HOWARD, JOSEPH | Individual | – | MANAGING MEMBER | 11/2019 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 327K | 3K | – |
| ABBOTT LABS | COM | 4M | 38K | – |
| ABBVIE INC | COM | 8M | 47K | – |
| ABRDN INCOME CREDIT STRATEGI | COM | 284K | 42K | – |
| ADVANCED MICRO DEVICES INC | COM | 215K | 1K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 247K | 3K | – |
| ALNYLAM PHARMACEUTICALS INC | COM | 365K | 2K | – |
| ALPHABET INC | CAP STK CL A | 2M | 9K | – |
| ALPHABET INC | CAP STK CL C | 2M | 12K | – |
| ALTRIA GROUP INC | COM | 207K | 5K | – |
| AMAZON COM INC | COM | 5M | 27K | – |
| AMERICAN ELEC PWR CO INC | COM | 569K | 6K | – |
| AMGEN INC | COM | 5M | 17K | – |
| AMPHENOL CORP NEW | CL A | 232K | 3K | – |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 259K | 7K | – |
| APPLE INC | COM | 13M | 63K | – |
| ARCELLX INC | COMMON STOCK | 442K | 8K | – |
| ARGENX SE | SPONSORED ADR | 258K | 600 | – |
| ARISTA NETWORKS INC | COM | 210K | 600 | – |
| ARK ETF TR | INNOVATION ETF | 205K | 5K | – |
| AT&T INC | COM | 236K | 12K | – |
| BANK AMERICA CORP | COM | 718K | 18K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
| BIOMEA FUSION INC | COM | 45K | 10K | – |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 933K | 57K | – |
| BOEING CO | COM | 316K | 2K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 493K | 12K | – |
| BROADCOM INC | COM | 419K | 261 | – |
| CAPITAL GROUP CORE BALANCED | SHS | 405K | 14K | – |
| CARDINAL HEALTH INC | COM | 206K | 2K | – |
| CATERPILLAR INC | COM | 1M | 4K | – |
| CHEVRON CORP NEW | COM | 2M | 13K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 204K | 3K | – |
| CISCO SYS INC | COM | 561K | 12K | – |
| COCA COLA CO | COM | 2M | 25K | – |
| CONSTELLATION ENERGY CORP | COM | 329K | 2K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 3K | – |
| CROWDSTRIKE HLDGS INC | CL A | 211K | 550 | – |
| CSX CORP | COM | 592K | 18K | – |
| CYTOKINETICS INC | COM NEW | 271K | 5K | – |
| DANAHER CORPORATION | COM | 262K | 1K | – |
| DISNEY WALT CO | COM | 490K | 5K | – |
| DUKE ENERGY CORP NEW | COM NEW | 809K | 8K | – |
| EATON CORP PLC | SHS | 745K | 2K | – |
| EATON VANCE TAX-MANAGED GLOB | COM | 1M | 150K | – |
| ELI LILLY & CO | COM | 5M | 5K | – |
| ETF SER SOLUTIONS | NATIONWIDE NASDQ | 250K | 10K | – |
| EXXON MOBIL CORP | COM | 4M | 31K | – |
| FASTENAL CO | COM | 276K | 4K | – |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 708K | 15K | – |
| FIRST TR EXCH TRADED FD III | MUNI HI INCM ETF | 1M | 23K | – |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 323K | 2K | – |
| FIRST TR EXCHANGE-TRADED FD | MANAGD MUN ETF | 946K | 19K | – |
| FIRST TR HIGH INCOME LONG / | COM | 232K | 19K | – |
| GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 79K | 19K | – |
| GERON CORP | COM | 108K | 26K | – |
| GILEAD SCIENCES INC | COM | 276K | 4K | – |
| GLOBAL X FDS | RUSSELL 2000 | 2M | 128K | – |
| GOLDMAN SACHS ETF TR | NASDAQ 100 CORE | 336K | 7K | – |
| GOLDMAN SACHS ETF TR | S&P 500 CORE PRE | 451K | 10K | – |
| GRAINGER W W INC | COM | 541K | 600 | – |
| HOME DEPOT INC | COM | 3M | 10K | – |
| HONEYWELL INTL INC | COM | 275K | 1K | – |
| HUBSPOT INC | COM | 4M | 7K | – |
| ILLINOIS TOOL WKS INC | COM | 307K | 1K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 782K | 5K | – |
| INVESCO EXCH TRADED FD TR II | S&P EMRNG MKTS | 471K | 20K | – |
| INVESCO EXCH TRADED FD TR II | S&P MIDCP LOW | 323K | 6K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 2M | 36K | – |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 259K | 11K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 3M | 50K | – |
| INVESCO QQQ TR | UNIT SER 1 | 422K | 880 | – |
| IQVIA HLDGS INC | COM | 243K | 1K | – |
| IRON MTN INC DEL | COM | 420K | 5K | – |
| ISHARES INC | CORE MSCI EMKT | 2M | 32K | – |
| ISHARES INC | JP MRGN EM HI BD | 371K | 10K | – |
| ISHARES INC | MSCI EMERG MRKT | 215K | 4K | – |
| ISHARES TR | 1 3 YR TREAS BD | 245K | 3K | – |
| ISHARES TR | BROAD USD HIGH | 2M | 42K | – |
| ISHARES TR | COHEN STEER REIT | 218K | 4K | – |
| ISHARES TR | CORE 1 5 YR USD | 293K | 6K | – |
| ISHARES TR | CORE DIV GRWTH | 1M | 19K | – |
| ISHARES TR | CORE HIGH DV ETF | 3M | 24K | – |
| ISHARES TR | CORE MSCI EAFE | 4M | 56K | – |
| ISHARES TR | CORE S&P MCP ETF | 2M | 36K | – |
| ISHARES TR | CORE S&P SCP ETF | 2M | 16K | – |
| ISHARES TR | CORE S&P500 ETF | 271K | 495 | – |
| ISHARES TR | CORE US AGGBD ET | 12M | 122K | – |
| ISHARES TR | MRGSTR MD CP GRW | 305K | 5K | – |
| ISHARES TR | MSCI EAFE ETF | 960K | 12K | – |
| ISHARES TR | MSCI EAFE MIN VL | 255K | 4K | – |
| ISHARES TR | MSCI USA MIN VOL | 6M | 76K | – |
| ISHARES TR | MSCI USA SMCP MN | 2M | 44K | – |
| ISHARES TR | NATIONAL MUN ETF | 759K | 7K | – |
| ISHARES TR | RUS 1000 GRW ETF | 300K | 822 | – |
| ISHARES TR | RUS 1000 VAL ETF | 202K | 1K | – |
| ISHARES TR | RUSSELL 2000 ETF | 396K | 2K | – |
| ISHARES TR | S&P 500 GRWT ETF | 370K | 4K | – |
| ISHARES TR | S&P 500 VAL ETF | 455K | 3K | – |
| ISHARES TR | S&P MC 400GR ETF | 271K | 3K | – |
| ISHARES TR | SELECT DIVID ETF | 3M | 23K | – |
| ISHARES TR | SP SMCP600VL ETF | 768K | 8K | – |
| ISHARES TR | U.S. FINLS ETF | 236K | 3K | – |
| ISHARES TR | U.S. UTILITS ETF | 562K | 6K | – |
| ISHARES TR | US REGNL BKS ETF | 296K | 7K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 9M | 162K | – |
| J P MORGAN EXCHANGE TRADED F | MUNICIPAL ETF | 518K | 10K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 5M | 90K | – |
| JOHNSON & JOHNSON | COM | 1M | 10K | – |
| JPMORGAN CHASE & CO. | COM | 3M | 13K | – |
| KELLANOVA | COM | 446K | 8K | – |
| KENVUE INC | COM | 190K | 10K | – |
| KIMBERLY-CLARK CORP | COM | 344K | 2K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 424K | 2K | – |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 68K | 10K | – |
| LOCKHEED MARTIN CORP | COM | 402K | 860 | – |
| LOWES COS INC | COM | 878K | 4K | – |
| MARATHON PETE CORP | COM | 277K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 711K | 2K | – |
| MCCORMICK & CO INC | COM NON VTG | 292K | 4K | – |
| MCDONALDS CORP | COM | 477K | 2K | – |
| MEDTRONIC PLC | SHS | 1M | 15K | – |
| MERCK & CO INC | COM | 2M | 16K | – |
| META PLATFORMS INC | CL A | 2M | 4K | – |
| MICROSOFT CORP | COM | 6M | 13K | – |
| MOODYS CORP | COM | 734K | 2K | – |
| NEOS ETF TRUST | NASDAQ 100 HIGH | 307K | 6K | – |
| NEOS ETF TRUST | NEOS S&P 500 HI | 1M | 20K | – |
| NEXTERA ENERGY INC | COM | 509K | 7K | – |
| NORTHROP GRUMMAN CORP | COM | 224K | 513 | – |
| NOVARTIS AG | SPONSORED ADR | 306K | 3K | – |
| NOVO-NORDISK A S | ADR | 673K | 5K | – |
| NUVALENT INC | COM | 228K | 3K | – |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 3M | 260K | – |
| NUVEEN MUN VALUE FD INC | COM | 86K | 10K | – |
| NVIDIA CORPORATION | COM | 13M | 109K | – |
| OKTA INC | CL A | 361K | 4K | – |
| ONEOK INC NEW | COM | 326K | 4K | – |
| ORACLE CORP | COM | 300K | 2K | – |
| PACER FDS TR | GLOBL CASH ETF | 715K | 21K | – |
| PACER FDS TR | PACER US SMALL | 262K | 6K | – |
| PACER FDS TR | US CASH COWS 100 | 2M | 36K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 200K | 8K | – |
| PALO ALTO NETWORKS INC | COM | 202K | 597 | – |
| PARKER-HANNIFIN CORP | COM | 1M | 2K | – |
| PEPSICO INC | COM | 5M | 30K | – |
| PFIZER INC | COM | 522K | 19K | – |
| PHILIP MORRIS INTL INC | COM | 803K | 8K | – |
| PIMCO ETF TR | MUNI INCOME OPP | 274K | 6K | – |
| PNC FINL SVCS GROUP INC | COM | 261K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 11K | – |
| QUALCOMM INC | COM | 847K | 4K | – |
| RAYMOND JAMES FINL INC | COM | 2M | 15K | – |
| REGENERON PHARMACEUTICALS | COM | 317K | 302 | – |
| ROPER TECHNOLOGIES INC | COM | 214K | 379 | – |
| RTX CORPORATION | COM | 834K | 8K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 6M | 72K | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 11K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 647K | 3K | – |
| SERVICENOW INC | COM | 205K | 260 | – |
| SOUTHERN CO | COM | 1M | 17K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 527K | 1K | – |
| SPDR GOLD TR | GOLD SHS | 1M | 6K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 6M | 26K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 301K | 562 | – |
| SPDR SER TR | BLOOMBERG SHT TE | 874K | 35K | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 5M | 195K | – |
| SPDR SER TR | PORTFOLIO SHORT | 208K | 7K | – |
| SPDR SER TR | PRTFLO S&P500 HI | 415K | 10K | – |
| SPDR SER TR | S&P DIVID ETF | 1M | 9K | – |
| SPDR SER TR | SSGA US LRG ETF | 366K | 2K | – |
| SPDR SER TR | SSGA US SMAL ETF | 222K | 2K | – |
| SUPER MICRO COMPUTER INC | COM | 678K | 828 | – |
| T ROWE PRICE ETF INC | CAP APPRECIATION | 2M | 53K | – |
| TARGET CORP | COM | 437K | 3K | – |
| TESLA INC | COM | 975K | 5K | – |
| TJX COS INC NEW | COM | 418K | 4K | – |
| TRANE TECHNOLOGIES PLC | SHS | 845K | 3K | – |
| TRUIST FINL CORP | COM | 213K | 5K | – |
| UMB FINL CORP | COM | 234K | 3K | – |
| UNION PAC CORP | COM | 597K | 3K | – |
| UNITED PARCEL SERVICE INC | CL B | 903K | 7K | – |
| UNITEDHEALTH GROUP INC | COM | 636K | 1K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 457K | 16K | – |
| VANECK ETF TRUST | SHRT HGH YLD MUN | 2M | 102K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 315K | 4K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 5M | 13K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 941K | 4K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 207K | 900 | – |
| VANGUARD INDEX FDS | MID CAP ETF | 2M | 9K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 21M | 42K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 564K | 3K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 264K | 1K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 2M | 8K | – |
| VANGUARD INDEX FDS | VALUE ETF | 956K | 6K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 311K | 5K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 516K | 12K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 1M | 21K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 651K | 8K | – |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 997K | 13K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 14M | 77K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 348K | 6K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 11M | 95K | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 4M | 52K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 3M | 41K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 2M | 7K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 801K | 3K | – |
| VANGUARD WORLD FD | INF TECH ETF | 2M | 3K | – |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 1M | 9K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 1M | 3K | – |
| VERIZON COMMUNICATIONS INC | COM | 666K | 16K | – |
| VISA INC | COM CL A | 377K | 1K | – |
| WALMART INC | COM | 2M | 24K | – |
| WASTE MGMT INC DEL | COM | 1M | 5K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 206K | 7K | – |
| WILLIAMS COS INC | COM | 478K | 11K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 1M | 14K | – |
| ZOETIS INC | CL A | 402K | 2K | – |