AB BROADLY SYNDICATED LOAN MANAGER LLC
Adviser information for AB BROADLY SYNDICATED LOAN MANAGER LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $1.7B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $1.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | ADVISOR TO STRUCTURED PRODUCTS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119242 |
|---|---|
| SEC ERA File Number | 801-119242 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308135 |
| Legal Entity Identifier | None |
Principal Office
501 COMMERCE STREETNASHVILLE
TN
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 615-622-0000, Fax: 212-969-2293
Websites
twitter.com/bernsteinpwm
www.facebook.com/abinsights
www.alliancebernstein.com
www.instagram.com/alliancebernstein
www.asturiascapitalllc.com/
www.linkedin.com/company/asturias-capital
twitter.com/ab_insights_uk?lang=en
www.youtube.com/channel/ucjzcopqdzrxhxm6obij44zq
www.instagram.com/bernsteinpwm/
www.instagram.com/alliancebernstein/?hl=en
www.linkedin.com/company/abglobal/
www.linkedin.com/company/bernstein-private-wealth-management/
www.twitter.com/ab_insights
www.youtube.com/c/bernsteinpwm
www.youtube.com/user/alliancebernsteinlp
blog.naver.com/abinsights
ja-jp.facebook.com/happy.r.project/
www.facebook.com/bernsteinprivatewealthmanagement
line.me/r/ti/p/%40gpt0697p �messaging app: need scan qr code
www.bernstein.com
www.youtube.com/abfunds
www.youtube.com/channel/ucv4kgmgegqc3gw4ykzhvj-a
www.facebook.com/abfunds
Chief Compliance Officer
KYLE DIGANGI
SENIOR VICE PRESIDENT/GLOBAL HEAD OF COMPLIANCE & ASSOCIATE GENERAL COUNSEL
501 COMMERCE STREET
NASHVILLE
TN
United States
Tel:
212-969-2388
Fax:
212-969-2293
K***********@********************M
(Full email address available in API data)
Regulatory Contact
PAUL EMERSON
VICE PRESIDENT/CORPORATE COUNSEL & DIRECTOR OF COMPLIANCE
501 COMMERCE STREET
NASHVILLE
TN
United States
Tel:
629-213-5213
P***********@********************M
(Full email address available in API data)
Industry Affiliates
| AB (SHANGHAI) INVESTMENT MANAGEMENT CO., LTD. | Other investment adviser, including financial planners |
| AB (SHANGHAI) OVERSEAS INVESTMENT FUND MANAGEMENT CO., LTD | Other investment adviser, including financial planners |
| AB BERNSTEIN ISRAEL LTD. | Other investment adviser, including financial planners |
| AB CARVAL INVESTORS, LP | Other investment adviser, including financial planners |
| AB CUSTOM ALTERNATIVE SOLUTIONS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| AB PRIVATE CREDIT INVESTORS LLC | Other investment adviser, including financial planners |
| AB TRUST COMPANY, LLC | Trust company |
| ALLIANCEBERNSTEIN (LUXEMBOURG) S.A.R.L. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN (SINGAPORE) LIMITED | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN ADMINISTRADORA DE CARTEIRAS (BRASIL) LTDA. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN ASSET MANAGEMENT (KOREA) LTD. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN AUSTRALIA LIMITED | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN CANADA INC. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN CORPORATION | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN HOLDING L.P. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN HONG KONG LIMITED | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN INVESTMENTS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| ALLIANCEBERNSTEIN JAPAN LTD. | Other investment adviser, including financial planners |
| ALLIANCEBERNSTEIN L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| ALLIANCEBERNSTEIN LIMITED | Other investment adviser, including financial planners |
| BERNSTEIN AUTONOMOUS LLP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BERNSTEIN INSTITUTIONAL SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| CPH CAPITAL | Other investment adviser, including financial planners |
| EQUITABLE ADVISORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| EQUITABLE DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | Insurance company or agency |
| EQUITABLE FINANCIAL SERVICES COMPANY OF AMERICA | Insurance company or agency |
| EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PENN INVESTMENT ADVISORS, INC. | Other investment adviser, including financial planners |
| PLANMEMBER ASSET MANAGEMENT CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| PLANMEMBER SECURITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| SANFORD C. BERNSTEIN (CANADA) LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SANFORD C. BERNSTEIN (HONG KONG) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SANFORD C. BERNSTEIN (SCHWEIZ) GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SANFORD C. BERNSTEIN & CO., LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships |
| W.P. STEWART ASSET MANAGEMENT LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AB BSL CLO 1 LTD. | Securitized Asset Fund | $409.5M | $0.3M | 2 |
| AB BSL CLO 2 LTD. | Securitized Asset Fund | $402.6M | $0.3M | 1 |
| AB BSL CLO 3 LTD. | Securitized Asset Fund | $507.9M | $0.3M | 1 |
| AB BSL CLO 4 LTD. | Securitized Asset Fund | $418.9M | $0.3M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLIANCE CAPITAL MANAGMENT LLC | Domestic Entity | – | SOLE MEMBER | 01/2020 | > 75% |
| ALLIANCEBERNSTEIN L.P. | Domestic Entity | ALLIANCE CAPITAL MANAGMENT LLC | SOLE MEMBER | 01/2020 | > 75% |
| MANLEY, MARK, RANDALL | Individual | – | GENERAL COUNSEL & CORPORATE SECRETARY | 01/2020 | < 5% |
| DIGANGI, KYLE, CHRISTOPHER | Individual | – | GLOBAL CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |