HONTE ADVISORS LLC
Adviser information for HONTE ADVISORS LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $213.9M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $213.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $213.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSUB-ADVISORY SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesPERFORMANCE ALLOCATION |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-119254 |
|---|---|
| SEC ERA File Number | 801-119254 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308341 |
| Legal Entity Identifier | 254900L2XQ1QJQIETY49 |
Principal Office
2001 ADDISON STREETSUITE 240
BERKELEY
CA
United States
Monday - Friday, 7AM - 4PM PST
Tel: 415-801-4250, Fax: None
Chief Compliance Officer
JOANN SHIE-CHEN
DIRECTOR OF OPERATIONS
2001 ADDISON STREET
SUITE 240
BERKELEY
CA
United States
Tel:
4158014261
J**************@***********M
(Full email address available in API data)
Regulatory Contact
QIN ZHU
COO; CRO; MANAGING DIRECTOR
2001 ADDISON STREET
SUITE 240
BERKELEY
CA
United States
Tel:
415-801-4263
Q******@***********M
(Full email address available in API data)
Industry Affiliates
| GENERAL PARTNER | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HONTE LH MACRO MASTER FUND, LP | Hedge Fund | $140.1M | $1.0M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HONTE INVESTMENTS LLC | Domestic Entity | – | MANAGING MEMBER | 07/2015 | > 75% |
| GUREVICH, ALEX | Individual | – | FOUNDER, CHIEF INVESTMENT OFFICER | 07/2015 | < 5% |
| GUREVICH, ALEX | Individual | HONTE INVESTMENTS LLC | MANAGING MEMBER | 07/2015 | > 75% |
| ZHU, QIN | Individual | – | CHIEF OPERATING OFFICER, CHIEF RISK OFFICER, MANAGING DIRECTOR | 06/2022 | < 5% |
| Shie-Chen, Joann | Individual | – | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | 06/2022 | < 5% |
| BALASOORIYA, KUSHAN, M. | Individual | – | CHIEF FINANCIAL OFFICER, DIRECTOR | 06/2022 | < 5% |