KERSHNER STRATEGIC OPPORTUNITY ADVISORS, LLC
Adviser information for KERSHNER STRATEGIC OPPORTUNITY ADVISORS, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $168.1M |
| Total | 1 | $168.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $168.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119281 |
|---|---|
| SEC ERA File Number | 801-119281 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309646 |
| Legal Entity Identifier | None |
Principal Office
1825-B, KRAMER LANESUITE 200
AUSTIN
TX
United States
Monday - Friday, 7:00AM - 7:00PM
Tel: (512) 439-8172, Fax: None
Websites
Chief Compliance Officer
ANDREW TOLLEMACHE
DIRECTOR OF OPERATIONS
1825-B KRAMER LANE
SUITE 200
AUSTIN
TX
United States
Tel:
(512) 439-8172
A**********@******************M
(Full email address available in API data)
Industry Affiliates
| KERSHNER SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SANDERSON, JON, BRIAN | Individual | – | CFO & SECRETARY TREASURER | 04/2020 | < 5% |
| KERSHNER TRADING GROUP, LLC | Domestic Entity | – | OWNER | 04/2020 | > 75% |
| KERSHNER, ANDREW, SCOT | Individual | – | CEO | 04/2020 | < 5% |
| YOUNG, SHAYNE, LOUIS | Individual | – | VICE PRESIDENT | 04/2020 | < 5% |
| TOLLEMACHE, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | 04/2020 | < 5% |
| GRAF, SUSAN, HARRIETT | Individual | THE ANDREW S. KERSHNER TRUST | CO-TRUSTEE | 04/2020 | |
| OVERUNDER, LLC | Domestic Entity | KERSHNER TRADING GROUP, LLC | OWNER | 04/2020 | > 75% |
| THE ANDREW S. KERSHNER TRUST | Domestic Entity | OVERUNDER, LLC | OWNER | 04/2020 | > 75% |
| KERSHNER, ANDREW, SCOT | Individual | THE ANDREW S. KERSHNER TRUST | CO-TRUSTEE | 04/2020 |