ROBERT A. ZOCK & CO.,INC.

ZOCK ROBERT A & CO INC Legal Name

Adviser information for ROBERT A. ZOCK & CO.,INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Massachusetts, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	98	$145.4M
Non-Discretionary	0	$0
Total	98	$145.4M

Clients

Type	Number	RAUM
Individuals	10	$4.9M
HNW Individuals	82	$118.7M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$21.9M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUMHourly charges

Identifiers

SEC RIA File Number	801-11929
SEC ERA File Number	801-11929
SEC CIK Numbers	None
SEC CRD Numbers	110480
Legal Entity Identifier	None

Principal Office

98 BIRCH HILL ROAD
SUTTON
NH
United States

Monday - Friday, 9:00 AM - 5:00 PM

Tel: 603-456-3106, Fax: 603-456-2863

Chief Compliance Officer

ROBERT A. ZOCK JR.

PRESIDENT

98 BIRCH HILL ROAD

SUTTON

United States

Tel: 603-456-3106

Fax: 603-456-2863

R**@*************M

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners