ICP GROUP INVESTMENT MANAGER, LLC
Adviser information for ICP GROUP INVESTMENT MANAGER, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $189.1M |
| Non-Discretionary | 1 | $50.0M |
| Total | 8 | $239.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $189.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $50.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 29 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119290 |
|---|---|
| SEC ERA File Number | 801-119290 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 219518 |
| Legal Entity Identifier | None |
Principal Office
500 N AKARD STREETSUITE 2010
DALLAS
TX
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 469-747-1700, Fax: 972-534-1385
Chief Compliance Officer
KEVIN WINTERS
CONTROLLER
500 N AKARD STREET
SUITE 2010
DALLAS
TX
United States
Tel:
469-747-1700
Fax:
972-534-1385
K*******@********M
(Full email address available in API data)
Regulatory Contact
CHRISTIAN FUENTES
MANAGING MEMBER
500 N AKARD STREET
SUITE 2010
DALLAS
TX
United States
Tel:
469-474-1701
Fax:
972-534-1385
C*******@********M
(Full email address available in API data)
Industry Affiliates
| ICP GROUP FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ICP GROUP FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ICP U.S. LOWER MID MARKET FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ICP FUND III - SBS, LP | Private Equity Fund | $20.2M | $0.0M | 14 |
| ICP GROUP FUND II, L.P. | Private Equity Fund | $93.5M | $0.1M | 21 |
| ICP GROUP FUND III, L.P. | Private Equity Fund | $52.7M | $0.1M | 17 |
| ICP U.S. LOWER MID MARKET FUND, L.P. | Private Equity Fund | $22.7M | $0.1M | 39 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FUENTES, CHRISTIAN, NMN | Individual | – | MANAGING MEMBER | 07/2016 | > 75% |
| DIAZ MATHE, TOMAS, NMN | Individual | – | MANAGING MEMBER | 03/2020 | 10-25% |
| WINTERS, KEVIN, WAYNE | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2021 | < 5% |