Hedge Fund Database

BCK CAPITAL MANAGEMENT LP

Adviser information for BCK CAPITAL MANAGEMENT LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 8 $193.5M
Non-Discretionary 0 $0
Total 8 $193.5M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 6 $172.0M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers <5 $21.4M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-119297
SEC ERA File Number 801-119297
SEC CIK Numbers 1819275
SEC CRD Numbers 282798
Legal Entity Identifier 549300VYV08EET5D5381

Principal Office

1010 WASHINGTON BOULEVARD
7TH FLOOR
STAMFORD
CT
United States
Monday - Friday, 8:30AM-5:30PM
Tel: 203-989-9660, Fax: None

Websites

www.linkedin.com/company/bck-capital-management-lp/ www.bckcapital.com

Chief Compliance Officer

PETER W OVERS JR
GENERAL COUNSEL, CO-CHIEF OPERATING OFFICER
1010 WASHINGTON BLVD
7TH FLOOR
STAMFORD
CT
United States
Tel: 203-989-9658
(Full email address available in API data)

Regulatory Contact

WAYNE YU
MANAGING MEMBER / CHIEF EXECUTIVE OFFICER
1010 WASHINGTON BLVD
7TH FLOOR
STAMFORD
CT
United States
Tel: 203-989-9661
(Full email address available in API data)

Industry Affiliates

BCK CAPITAL GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
BCK CHARTER OAK GP LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BCK CAPITAL MASTER FUND LTD. Hedge Fund $98.8M $0.1M 7
BCK CHARTER OAK MASTER FUND LTD Hedge Fund $73.2M $0.1M 6

Control Persons

Name Type Entity Title Since Ownership
BCK CAPITAL LLC Domestic Entity – GENERAL PARTNER 09/2015 > 75%
YU, WAYNE, WEI-YIN Individual – MANAGING MEMBER / CHIEF EXECUTIVE OFFICER 09/2015 < 5%
YU, WAYNE, WEI-YIN Individual BCK CAPITAL LLC MANAGING MEMBER 09/2015 > 75%
OVERS, PETER, W Individual – CHIEF COMPLIANCE OFFICER 04/2018 < 5%

No. Employees, Historic

10502020202120222023202420250 on 7/16/20207 on 3/22/20216 on 3/30/20226 on 11/21/20226 on 3/27/20236 on 3/28/2024

RAUM, Historic

300M150M020212022202320242025192750948 on 3/22/2021240470226 on 3/30/2022240470226 on 11/21/2022155052847 on 3/27/2023193484765 on 3/28/2024

No. Clients, Historic

10502020202120222023202420250 on 7/16/20207 on 3/22/20216 on 3/30/20226 on 11/21/20227 on 3/27/20238 on 3/28/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AI TRANSN ACQUISITION CORP ORD SHS 577K 56K –
ALBERTSONS COS INC COMMON STOCK 7M 354K –
ALBERTSONS COS INC COMMON STOCK 0 150K –
ALBERTSONS COS INC COMMON STOCK 0 39K –
ALLETE INC COM NEW 686K 11K –
ALPHABET INC CAP STK CL A 2M 8K –
AMEDISYS INC COM 0 103K –
ANSYS INC COM 1M 5K –
APPLE INC COM 1M 5K –
ARES ACQUISITION CORP II *W EXP 99/99/999 4K 28K –
ARES ACQUISITION CORP II SHS CLASS A 792K 74K –
ATLANTICA SUSTAINABLE INFR P SHS 2M 73K –
ATRION CORP COM 2M 5K –
AVANGRID INC COM 7M 198K –
AXONICS INC COM 1M 21K –
AXONICS INC COM 0 40K –
BAYVIEW ACQUISITION CORP ORD SHS 761K 74K –
BLUERIVER ACQUISITION CORP *W EXP 01/04/202 503 37K –
CANNA GLOBAL ACQUISITION COR CLASS A COM 866K 83K –
CATALENT INC COM 675K 12K –
CEREVEL THERAPEUTICS HLDNG I COM 900K 22K –
CHAMPIONX CORPORATION COM 830K 25K –
CHENGHE ACQUISITION I CO CLASS A ORD SHS 965K 85K –
CYTOKINETICS INC COM NEW 0 98K –
DIAMOND OFFSHORE DRILLING IN COM 1M 93K –
DISNEY WALT CO COM 390K 4K –
DUN & BRADSTREET HLDGS INC COM 1M 129K –
ENCORE WIRE CORP COM 1M 5K –
ENDEAVOR GROUP HLDGS INC CL A COM 23M 862K –
ENDEAVOR GROUP HLDGS INC CL A COM 0 787K –
ENDEAVOR GROUP HLDGS INC CL A COM 0 750K –
GENIUS SPORTS LIMITED SHARES CL A 810K 149K –
GLOBALINK INVT INC COM 527K 46K –
GOGORO INC *W EXP 99/99/999 1K 14K –
HASHICORP INC COM CL A 6M 170K –
HAWAIIAN HOLDINGS INC COM 932K 75K –
HAYNES INTL INC COM NEW 1M 24K –
HERTZ GLOBAL HLDGS INC *W EXP 06/30/205 75K 31K –
HERTZ GLOBAL HLDGS INC COM NEW 247K 70K –
HESS CORP COM 1M 9K –
HIBBETT INC COM 1M 17K –
INFINERA CORP COM 1M 226K –
INSULET CORP COM 0 20K –
INTERNATIONAL PAPER CO COM 0 290K –
IONQ INC *W EXP 10/01/202 224K 151K –
IONQ INC COM 269K 38K –
ISHARES TR MSCI EAFE ETF 0 21K –
ISHARES TR RUSSELL 2000 ETF 0 21K –
ISHARES TR U.S. MED DVC ETF 3M 53K –
JUNIPER NETWORKS INC COM 1M 39K –
KENVUE INC COM 2M 110K –
KERNEL GROUP HOLDINGS INC *W EXP 99/99/999 3K 23K –
LIBERTY MEDIA CORP DEL COM LBTY SRM S A 17M 789K –
MAGNACHIP SEMICONDUCTOR CORP COM 362K 74K –
MARATHON OIL CORP COM 1M 50K –
MATTERPORT INC COM CL A 3M 600K –
MCGRATH RENTCORP COM 1M 11K –
MONTEREY CAP ACQUISITION COR CLASS A COM 525K 46K –
NATIONAL WESTN LIFE GROUP IN CL A 1M 3K –
NEXTDOOR HOLDINGS INC COM CL A 103K 37K –
OLINK HLDG AB SPONSORED ADS 2M 82K –
OVERSEAS SHIPHOLDING GROUP I CL A NEW 1M 168K –
PERFICIENT INC COM 711K 10K –
PLANET LABS PBC COM CL A 69K 37K –
PLAYAGS INC COM 748K 65K –
PNM RES INC COM 5M 130K –
POLESTAR AUTOMOTIVE HLDG UK ADS C-1 56K 399K –
PYROPHYTE ACQUISITION CORP CL A ORD SHS 595K 52K –
R1 RCM INC COM 167K 13K –
RIGEL RESOURCE ACQ CORP CL A ORD SHS 841K 74K –
SILK RD MED INC COM 4M 130K –
SIRIUS XM HOLDINGS INC COM 2M 620K –
SIRIUS XM HOLDINGS INC COM 0 6M –
SPDR S&P 500 ETF TR TR UNIT 0 16K –
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 0 386K –
SPIRIT AIRLS INC COM 0 50K –
SPIRIT AIRLS INC COM 0 380K –
SQUARESPACE INC CLASS A 720K 17K –
STERICYCLE INC COM 5M 79K –
SURMODICS INC COM 715K 17K –
TARGET GLOBAL ACQUISI I CORP CLASS A ORD SHS 632K 56K –
THE AARONS COMPANY INC COM 699K 70K –
TRIPADVISOR INC COM 664K 37K –
TRISTAR ACQUISITION I CORP CL A ORD SHS 1M 93K –
TRUECAR INC COM 597K 191K –
UNITED STATES STL CORP NEW COM 12M 327K –
UNITED STATES STL CORP NEW COM 0 87K –
UNITED STATES STL CORP NEW COM 0 328K –
VIZIO HLDG CORP CL A COM 1M 130K –
WALKME LTD ORD SHS 1M 103K –
WESTROCK CO COM 2M 40K –
WILLSCOT MOBIL MINI HLDNG CO COM CL A 3M 82K –
ZALATORIS II ACQUISITION COR CLASS A ORD 814K 74K –
ZUORA INC COM CL A 3M 349K –