ENTORO INVESTMENTS, LLC
Adviser information for ENTORO INVESTMENTS, LLC last updated from Form ADV on October 12th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 70 | $5.0M |
| Non-Discretionary | 0 | $0 |
| Total | 70 | $5.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 70 | $5.0M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-119301 |
|---|---|
| SEC ERA File Number | 801-119301 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306790 |
| Legal Entity Identifier | None |
Principal Office
720 NORTH POST OAK BLVDSUITE 400
HOUSTON
TX
United States
Monday - Friday, BY APPOINTMENT
Tel: 713-823-2900, Fax: None
Websites
Chief Compliance Officer
ABDISSA GEMECHU
720 NORTH POST OAK BLVD
SUITE 4000
HOUSTON
TX
United States
Tel:
713-823-2900
A*******@********************M
(Full email address available in API data)
Regulatory Contact
JAMES C. ROW
MANAGING PARTNER AND CEO
720 NORTH POST OAK BLVD
SUITE 400
HOUSTON
TX
United States
Tel:
713-823-2900
J***@*********M
(Full email address available in API data)
Industry Affiliates
| ENTORO ADVISORS | Other investment adviser, including financial planners |
| ENTORO COMMODITIES, LLC | Commodity pool operator or commodity trading advisor |
| ENTORO GP HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ENTORO INSURANCE SERVICS, LLC | Insurance company or agency |
| ENTORO SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MARTIN CAPITAL GROWTH OPPORTUNITY FUND, LP | Private Equity Fund | $0.0M | $1.0M | 1 |
| REPLANT HEMP IMPACT FUND I, LP | Private Equity Fund | $0.0M | $0.1M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GEMECHU, ABDISSA, YOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| ROW, JAMES, CAVEDO | Individual | – | MANAGING PARTNER AND CHIEF EXECUTIVE OFFICER | 12/2019 | < 5% |
| ENTORO, LLC | Domestic Entity | – | MEMBER | 12/2019 | > 75% |
| ROW, JAMES, CAVEDO | Individual | ENTORO, LLC | OWNER | 12/2015 | > 75% |