DIAPHANUM
DIAPHANUM AMERICAS LLC Legal Name
Adviser information for DIAPHANUM last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 47 | $1.0B |
| Total | 47 | $1.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $4.8M |
| HNW Individuals | 19 | $1.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-119330 |
|---|---|
| SEC ERA File Number | 801-119330 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310052 |
| Legal Entity Identifier | None |
Principal Office
CALLE DE RECOLETOS19 - 2 EXT
MADRID
Spain
Monday - Friday, 9:00AM TO 5:00PM
Tel: +34 912 44 92 23, Fax: None
Websites
Chief Compliance Officer
RAFAEL ALBERCA ALVAREZ
MANAGING DIRECTOR
CALLE DE RECOLETOS
19 - 2� EXT
MADRID
Spain
Tel:
+34 912 44 92 23
R*************@************M
(Full email address available in API data)
Regulatory Contact
JUAN CARLOS RIERA
COMPLIANCE CONSULTANT
2600 S DOUGLAS RD
SUITE 908
CORAL GABLES
FL
United States
Tel:
305 448-0014
J*****@*****************M
(Full email address available in API data)
Industry Affiliates
| DIAPHANUM | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DO UT DES PARTNERS S.L. | Foreign Entity | – | MEMBER | 07/2020 | > 75% |
| Gasco Sales, Rafael | Individual | DO UT DES PARTNERS S.L. | SHAREHOLDER | 11/2015 | 25-50% |
| RAFAEL, ALBERCA | Individual | – | MANAGING DIRECTOR / PRINCIPAL / CCO | 11/2020 | 10-25% |
| FAMILY ENTERPRISE PARTNERS, S.L. | Foreign Entity | – | MEMBER | 11/2020 | 25-50% |
| RAFAEL, ALBERCA | Individual | FAMILY ENTERPRISE PARTNERS, S.L. | SHAREHOLDER | 09/2020 | 50-75% |
| CERVANTES, DANIEL | Individual | FAMILY ENTERPRISE PARTNERS, S.L. | SHAREHOLDER | 09/2020 | 50-75% |