ROKOS CAPITAL MANAGEMENT (US) LP
Adviser information for ROKOS CAPITAL MANAGEMENT (US) LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 36 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $20.1B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $20.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $20.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 80 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMRCM US LP RECEIVES A FEE FROM A RELATED PERSON, RCM LLP |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-119331 |
|---|---|
| SEC ERA File Number | 801-119331 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306046 |
| Legal Entity Identifier | 549300GSYQGPKH5F4L70 |
Principal Office
600 LEXINGTON AVENUE34TH FLOOR
NEW YORK CITY
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: +16464481400, Fax: None
Chief Compliance Officer
KATHRYN MURTAGH
SENIOR LEGAL COUNSEL & CHIEF COMPLIANCE OFFICER
600 LEXINGTON AVENUE
34TH FLOOR
NEW YORK CITY
NY
United States
Tel:
+1 6464481400
K**************@***************M
(Full email address available in API data)
Regulatory Contact
CHRISTOS NIFADOPOULOS
GROUP GENERAL COUNSEL
23 SAVILE ROW
LONDON
United Kingdom
Tel:
44(0)20 36689000
C********************@***************M
(Full email address available in API data)
Industry Affiliates
| RCM PRIVATE MARKETS (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ROKOS CAPITAL MANAGEMENT (JERSEY) LP | Sponsor, GP, manager of pooled investment vehicles |
| ROKOS CAPITAL MANAGEMENT LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ROKOS GLOBAL MACRO (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RCM PRIVATE MARKETS MASTER FUND LP | Private Equity Fund | $100.3M | $0.1M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROKOS CAPITAL MANAGEMENT (US) GP LLC | Domestic Entity | – | GENERAL PARTNER | 09/2019 | < 5% |
| ROKOS CAPITAL MANAGEMENT (JERSEY) LP | Foreign Entity | ROKOS CAPITAL MANAGEMENT (US) GP LLC | SHAREHOLDER | 09/2019 | > 75% |
| ROKOS CAPITAL MANAGEMENT (GP) LTD | Foreign Entity | ROKOS CAPITAL MANAGEMENT (JERSEY) LP | GENERAL PARTNER | 09/2015 | |
| ROKOS, CHRISTOPHER, CHARLES | Individual | ROKOS CAPITAL MANAGEMENT (JERSEY) LP | LIMITED PARTNER | 04/2015 | > 75% |
| ROKOS SERVICES (US) LLC | Domestic Entity | – | LIMITED PARTNER | 09/2019 | < 5% |
| ROKOS SERVICES (UK) LTD | Foreign Entity | ROKOS SERVICES (US) LLC | SHAREHOLDER | 01/2016 | > 75% |
| ROKOS INTERMEDIATE (JERSEY) LIMITED | Foreign Entity | ROKOS SERVICES (UK) LTD | SHAREHOLDER | 09/2015 | > 75% |
| TANG, RICHARD, KOCHIA | Individual | – | GLOBAL HEAD OF MARKETS | 02/2020 | < 5% |
| GREEN, DMITRY | Individual | – | CO-CHIEF RISK OFFICER | 11/2020 | < 5% |
| MURTAGH, KATHRYN, MARIE | Individual | – | SENIOR LEGAL COUNSEL & CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| NIFADOPOULOS, CHRISTOS | Individual | – | GROUP GENERAL COUNSEL | 08/2021 | < 5% |
| ROKOS, CHRISTOPHER, CHARLES | Individual | – | LIMITED PARTNER | 04/2020 | > 75% |
| Singal, Shubham | Individual | – | CO-CHIEF RISK OFFICER | 01/2024 | < 5% |