HUMPHREYS CAPITAL, LLC
Adviser information for HUMPHREYS CAPITAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $210.6M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $210.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $210.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesDISTRIBUTIONS ON PRO RATA OWNERSHIP OF COMMON UNITS |
Identifiers
| SEC RIA File Number | 801-119351 |
|---|---|
| SEC ERA File Number | 801-119351 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309323 |
| Legal Entity Identifier | None |
Principal Office
1801 WHEELER STREETSUITE 300
OKLAHOMA CITY
OK
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 405-228-1000, Fax: None
Chief Compliance Officer
BRETT MERRITT
GENERAL COUNSEL
1801 WHEELER STREET
SUITE 300
OKLAHOMA CITY
OK
United States
Tel:
405-228-1000
B****@*******************M
(Full email address available in API data)
Regulatory Contact
BLAIR HUMPHREYS
CHIEF EXECUTIVE OFFICER
1801 WHEELER STREET
SUITE 300
OKLAHOMA CITY
OK
United States
Tel:
405-228-1000
B****@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HFI REIT EMBREY LOSO 2206, LLC | SPECIAL PURPOSE VEHICLE | $54.1M | $0.1M | 4 |
| HUMPHREYS FUND II, LP | Real Estate Fund | $7.5M | $0.1M | 29 |
| HUMPHREYS FUND III, LP | Real Estate Fund | $60.4M | $0.1M | 43 |
| HUMPHREYS FUND IV, LP | Real Estate Fund | $88.6M | $0.1M | 58 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE HUMPHREYS COMPANY, LLC | Domestic Entity | – | MEMBER | 01/2017 | 50-75% |
| HL AMERICAN INVESTMENTS, LLC | Domestic Entity | – | MEMBER | 01/2017 | 10-25% |
| HUMPHREYS, BLAIR, DAVID | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2016 | < 5% |
| HUMPHREYS, GRANT, CARLTON | Individual | – | PRESIDENT | 08/2016 | < 5% |
| HUMPHREYS, KIRK, DAVID | Individual | – | EXECUTIVE CHAIRMAN | 08/2016 | < 5% |
| MERRITT, BRADEN, PAYNE | Individual | – | MANAGING DIRECTOR OF OPERATIONS | 11/2017 | < 5% |
| DANNA HUMPHREYS REVOCABLE TRUST | Domestic Entity | THE HUMPHREYS COMPANY, LLC | MEMBER | 01/1997 | |
| KIRK HUMPHREYS REVOCABLE TRUST | Domestic Entity | THE HUMPHREYS COMPANY, LLC | MEMBER | 01/1997 | |
| ANNIE HUMPHREYS COMPANY, LLC | Domestic Entity | THE HUMPHREYS COMPANY, LLC | MEMBER | 11/1997 | 25-50% |
| BLAIR HUMPHREYS COMPANY, LLC | Domestic Entity | THE HUMPHREYS COMPANY, LLC | MEMBER | 11/1997 | 25-50% |
| GRANT HUMPHREYS COMPANY, LLC | Domestic Entity | THE HUMPHREYS COMPANY, LLC | MEMBER | 11/1997 | 25-50% |
| HUMPHREYS, BLAIR, DAVID | Individual | THE HUMPHREYS COMPANY, LLC | PRESIDENT & DIRECTOR, HUMPHREYS CAPITAL | 01/1997 | |
| HUMPHREYS, GRANT, CARLTON | Individual | THE HUMPHREYS COMPANY, LLC | CHIEF EXECUTIVE OFFICER, DIRECTOR | 01/1997 | |
| HUMPHREYS, KIRK, DAVID | Individual | THE HUMPHREYS COMPANY, LLC | MEMBER, MANAGEMENT COMMITTEE | 12/1997 | |
| MIDDLEBROOKS, GRACE, ANNE | Individual | ANNIE HUMPHREYS COMPANY, LLC | MANAGING MEMBER | 12/1996 | > 75% |
| HUMPHREYS, BLAIR, DAVID | Individual | BLAIR HUMPHREYS COMPANY, LLC | MANAGING MEMBER | 11/1997 | > 75% |
| HUMPHREYS, GRANT, CARLTON | Individual | GRANT HUMPHREYS COMPANY, LLC | MANAGING MEMBER | 11/1997 | > 75% |
| GREEN, MART, DELYN | Individual | HL AMERICAN INVESTMENTS, LLC | SECRETARY | 02/2014 | |
| GREEN, STEVEN, TODD | Individual | HL AMERICAN INVESTMENTS, LLC | PRESIDENT | 02/2014 | |
| LETT, DARSEE, DAWN DE'ETTE | Individual | HL AMERICAN INVESTMENTS, LLC | MEMBER | 02/2014 | |
| 2012 GREEN FAMILY DYNASTY TRUST | Domestic Entity | HL AMERICAN INVESTMENTS, LLC | MEMBER | 01/1997 | |
| GREEN, MART, DELYN | Individual | 2012 GREEN FAMILY DYNASTY TRUST | TRUSTEE OF 2012 GREEN FAMILY DYNASTRY TRUST | 01/2012 | |
| GREEN, STEVEN, TODD | Individual | 2012 GREEN FAMILY DYNASTY TRUST | TRUSTEE OF 2012 GREEN FAMILY DYNASTRY TRUST | 01/2012 | |
| LETT, DARSEE, DAWN DE'ETTE | Individual | 2012 GREEN FAMILY DYNASTY TRUST | TRUSTEE OF 2012 GREEN FAMILY DYNASTRY TRUST | 01/2012 | |
| HUMPHREYS, KIRK, DAVID | Individual | KIRK HUMPHREYS REVOCABLE TRUST | CO-TRUSTEE OF KIRK HUMPHREYS REVOCABLE TRUST | 01/1997 | |
| HUMPHREYS, DANNA | Individual | DANNA HUMPHREYS REVOCABLE TRUST | CO-TRUSTEE OF DANNA HUMPHREYS REVOCABLE TRUST | 01/1997 | |
| HUMPHREYS, KIRK, DAVID | Individual | DANNA HUMPHREYS REVOCABLE TRUST | CO-TRUSTEE OF DANNA HUMPHREYS REVOCABLE TRUST | 01/1997 | |
| HUMPHREYS, DANNA | Individual | KIRK HUMPHREYS REVOCABLE TRUST | CO-TRUSTEE OF KIRK HUMPHREYS REVOCABLE TRUST | 01/1997 | |
| MIDDLEBROOKS, GRACE, ANNE | Individual | THE HUMPHREYS COMPANY, LLC | DIRECTOR | 11/1997 | |
| MERRITT, BRETT, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | 02/2024 | < 5% |