DERIVATY CO

Adviser information for DERIVATY CO last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	2	$33.0M
Non-Discretionary	0	$0
Total	2	$33.0M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	2	$33.0M
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUMPERCENTAGE OF PRE-SPECIFIED "PROGRAM AMOUNT"

Identifiers

SEC RIA File Number	801-119381
SEC ERA File Number	801-119381
SEC CIK Numbers	None
SEC CRD Numbers	310249
Legal Entity Identifier	None

Principal Office

180 S BROADWAY
WHITE PLAINS
NY
United States

Monday - Friday, 9:00AM - 6:00PM

Tel: 212-395-9471, Fax: N/A

Websites

www.derivaty.com

Chief Compliance Officer

MICHAEL DAVIS

180 S BROADWAY

WHITE PLAINS

United States

Tel: 212-395-9473

Fax: N/A

M*****@***********M

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners